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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+9.07%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$23.9M
Cap. Flow
+$428K
Cap. Flow %
0.14%
Top 10 Hldgs %
44.53%
Holding
174
New
9
Increased
35
Reduced
56
Closed
8

Top Buys

Rank Stock Value
1
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$1.08M
2
GE icon
GE Aerospace
GE
+$620K
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$571K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$511K
5
BMY icon
Bristol-Myers Squibb
BMY
+$452K

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$696K
2
VHT icon
Vanguard Health Care ETF
VHT
+$403K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$389K
4
VFH icon
Vanguard Financials ETF
VFH
+$378K
5
AIG icon
American International
AIG
+$264K

Sector Composition

Rank Sector Weight
1 Industrials 21.85%
2 Healthcare 12.08%
3 Financials 11.99%
4 Technology 11.83%
5 Communication Services 4.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
151
Fiserv Inc
FISV
$27.2B
$231K 0.07%
2,000
– –
MDT icon
152
Medtronic
MDT
$107B
$222K 0.07%
1,960
– –
BWA icon
153
BorgWarner
BWA
$13.2B
$217K 0.07%
5,680
-1,136
-17% -$41.6K
ARKG icon
154
ARK Genomic Revolution ETF
ARKG
$1.54B
$214K 0.07%
+6,395
New +$203K
SDY icon
155
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$213K 0.07%
1,983
-1,286
-39% -$135K
XBI icon
156
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$213K 0.07%
+2,240
New +$194K
DSL
157
DoubleLine Income Solutions Fund
DSL
$1.21B
$205K 0.07%
10,350
-500
-5% -$9.92K
WEC icon
158
WEC Energy
WEC
$37.7B
$203K 0.06%
2,200
– –
ADI icon
159
Analog Devices
ADI
$181B
$202K 0.06%
+1,701
New +$192K
CL icon
160
Colgate-Palmolive
CL
$72.6B
$200K 0.06%
2,900
– –
DIA icon
161
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
$200K 0.06%
+700
New +$193K
IWF icon
162
iShares Russell 1000 Growth ETF
IWF
$122B
$200K 0.06%
+4,552
New +$190K
TXN icon
163
Texas Instruments
TXN
$255B
$200K 0.06%
1,558
– –
PGX icon
164
Invesco Preferred ETF
PGX
$3.8B
$192K 0.06%
12,764
– –
PSEC icon
165
Prospect Capital
PSEC
$1.06B
$135K 0.04%
20,948
-2,234
-10% -$14.6K
LUMN icon
166
Lumen
LUMN
$6.53B
$133K 0.04%
10,090
-525
-5% -$7.04K
ABBV icon
167
AbbVie
ABBV
$458B
– –
-3,222
Closed -$244K
AIG icon
168
American International
AIG
$41.9B
– –
-4,732
Closed -$264K
F icon
169
Ford
F
$57.3B
– –
-13,930
Closed -$128K
GM icon
170
General Motors
GM
$74.7B
– –
-6,475
Closed -$243K
HYI
171
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
– –
-11,464
Closed -$174K
SLB icon
172
SLB Ltd
SLB
$77.8B
– –
-6,529
Closed -$214K
TRV icon
173
Travelers Companies
TRV
$80.8B
– –
-1,367
Closed -$203K
CELG
174
DELISTED
Celgene Corp
CELG
– –
-7,013
Closed -$696K
3 4 5 6
7

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GAM
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MAM
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SFI
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CCIA
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VCM
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Principle Wealth Partners's Q4 2019 Portfolio in Review

As of Q4 2019, Principle Wealth Partners held 174 positions worth $313M, up 8.3% from $289M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Principle Wealth Partners's Q4 2019 filing shows 9 new, 35 increased, 56 reduced and 8 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 11,012 shares worth $570K. The largest sale was Celgene Corp, an estimated $696K.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.

  • Principle Wealth Partners's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 11,012 shares worth $570K.
  • Principle Wealth Partners added most to Vanguard International Dividend Appreciation ETF in Q4 2019, an estimated $1.08M increase.
  • Principle Wealth Partners's biggest Q4 2019 reduction was Vanguard Health Care ETF, cutting an estimated $403K.
  • Principle Wealth Partners fully exited Celgene Corp in Q4 2019, selling an estimated $696K.
  • Principle Wealth Partners's ten largest holdings make up 45% of its $313M portfolio in Q4 2019.
  • Principle Wealth Partners opened 9 new positions and closed 8 in Q4 2019.
  • Principle Wealth Partners's portfolio value rose 8.3% quarter-over-quarter to $313M.

Based on Principle Wealth Partners's 13F filing for Q4 2019, filed 4 Feb 2020.