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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$1.03T
$285K 0.08%
1,925
– –
ARKG icon
127
ARK Genomic Revolution ETF
ARKG
$1.6B
$276K 0.08%
4,327
+275
+7% +$16.1K
MDLZ icon
128
Mondelez International
MDLZ
$80.5B
$269K 0.08%
4,684
– –
SYK icon
129
Stryker
SYK
$133B
$266K 0.07%
1,278
– –
TEL icon
130
TE Connectivity
TEL
$59.9B
$255K 0.07%
2,607
– –
USMV icon
131
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$255K 0.07%
4,000
– –
XBI icon
132
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$250K 0.07%
2,240
– –
IWF icon
133
iShares Russell 1000 Growth ETF
IWF
$120B
$241K 0.07%
4,440
– –
FMB icon
134
First Trust Managed Municipal ETF
FMB
$2.04B
$239K 0.07%
4,300
– –
CARR icon
135
Carrier Global
CARR
$50.6B
$234K 0.07%
7,646
+2,265
+42% +$64.1K
AEP icon
136
American Electric Power
AEP
$69.5B
$230K 0.06%
2,814
-230
-8% -$18.9K
SDY icon
137
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$230K 0.06%
2,493
– –
MRNA icon
138
Moderna
MRNA
$23B
$226K 0.06%
3,200
+2,200
+220% +$153K
CL icon
139
Colgate-Palmolive
CL
$73.3B
$224K 0.06%
2,900
– –
TJX icon
140
TJX Companies
TJX
$176B
$220K 0.06%
3,951
+112
+3% +$6.04K
WEC icon
141
WEC Energy
WEC
$35.9B
$213K 0.06%
2,200
– –
TXN icon
142
Texas Instruments
TXN
$255B
$211K 0.06%
1,480
-99
-6% -$13.5K
XAR icon
143
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.88B
$207K 0.06%
2,375
– –
FISV
144
Fiserv Inc
FISV
$28.8B
$206K 0.06%
2,000
– –
IYH icon
145
iShares US Healthcare ETF
IYH
$3.39B
$205K 0.06%
4,510
– –
ORCL icon
146
Oracle
ORCL
$367B
$204K 0.06%
3,425
– –
VYMI icon
147
Vanguard International High Dividend Yield ETF
VYMI
$20.7B
$204K 0.06%
3,917
-568
-13% -$30.5K
WFC icon
148
Wells Fargo
WFC
$258B
$203K 0.06%
8,649
-2,716
-24% -$66.9K
NMZ icon
149
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$148K 0.04%
+11,000
New +$148K
ETY icon
150
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$131K 0.04%
12,000
– –
4 5
6
7 8

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CIP
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DF
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GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
SFI
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CCIA
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
NM
NWI Management New York $1.76B AUM 45.08% 1-Year Est. Return

Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.