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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
51
Schwab US Dividend Equity ETF
SCHD
$104B
$1.07M 0.3%
58,329
-37,143
-39% -$683K
TMO icon
52
Thermo Fisher Scientific
TMO
$214B
$1.02M 0.29%
2,317
-103
-4% -$42.6K
VTI icon
53
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$991K 0.28%
5,816
-371
-6% -$62.4K
IYW icon
54
iShares US Technology ETF
IYW
$22.6B
$922K 0.26%
12,256
– –
BAC.PRL icon
55
Bank of America Series L
BAC.PRL
$3.93B
$863K 0.24%
580
– –
FTCS icon
56
First Trust Capital Strength ETF
FTCS
$8.05B
$862K 0.24%
13,620
– –
CRM icon
57
Salesforce
CRM
$154B
$841K 0.23%
3,345
+34
+1% +$7.44K
BX icon
58
Blackstone
BX
$104B
$830K 0.23%
15,900
+200
+1% +$10.7K
VZ icon
59
Verizon
VZ
$197B
$807K 0.22%
13,550
-1,221
-8% -$70.9K
PRF icon
60
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$765K 0.21%
33,620
-10,325
-23% -$236K
NKE icon
61
Nike
NKE
$64.1B
$745K 0.21%
5,938
– –
CSCO icon
62
Cisco
CSCO
$443B
$743K 0.21%
18,855
-1,205
-6% -$52.5K
MRK icon
63
Merck
MRK
$322B
$700K 0.2%
8,842
-3
-0% -$235
MS icon
64
Morgan Stanley
MS
$319B
$689K 0.19%
14,253
– –
AMT icon
65
American Tower
AMT
$83.5B
$681K 0.19%
2,816
+76
+3% +$19.3K
WFC.PRL icon
66
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$679K 0.19%
506
– –
HON icon
67
Honeywell
HON
$76.4B
$678K 0.19%
4,371
-307
-7% -$45.6K
MKL icon
68
Markel Group
MKL
$25.2B
$660K 0.18%
678
– –
CVX icon
69
Chevron
CVX
$382B
$651K 0.18%
9,043
-517
-5% -$43.5K
SO icon
70
Southern Company
SO
$108B
$617K 0.17%
11,377
-130
-1% -$6.95K
DD icon
71
DuPont de Nemours
DD
$18.6B
$616K 0.17%
8,853
– –
NOC icon
72
Northrop Grumman
NOC
$76B
$613K 0.17%
1,943
-13
-0.7% -$4.24K
IAU icon
73
iShares Gold Trust
IAU
$62.8B
$609K 0.17%
16,927
– –
DHR icon
74
Danaher
DHR
$138B
$596K 0.17%
3,125
– –
DOW icon
75
Dow Inc
DOW
$22B
$592K 0.17%
12,583
-3,916
-24% -$176K
1 2
3
4 5

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GAM
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MAM
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SFI
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.