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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
401
Trade Desk
TTD
$8.48B
– –
-1,000
Closed -$41K
TTE icon
402
TotalEnergies
TTE
$195B
– –
-1,175
Closed -$45K
UBER icon
403
Uber
UBER
$143B
– –
-60
Closed -$2K
UHT
404
Universal Health Realty Income Trust
UHT
$603M
– –
-46
Closed -$4K
UI icon
405
Ubiquiti
UI
$33.7B
– –
-100
Closed -$17K
UL icon
406
Unilever
UL
$137B
– –
-844
Closed -$52K
UNM icon
407
Unum
UNM
$13.6B
– –
-6,620
Closed -$110K
USHY icon
408
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
– –
-76
Closed -$3K
VAW icon
409
Vanguard Materials ETF
VAW
$2.95B
– –
-7
Closed -$1K
VB icon
410
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
– –
-4,656
Closed -$678K
VBR icon
411
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
– –
-112
Closed -$12K
VCIT icon
412
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-118
Closed -$11K
VDC icon
413
Vanguard Consumer Staples ETF
VDC
$7.97B
– –
-16
Closed -$2K
VEA icon
414
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-60
Closed -$2K
VDE icon
415
Vanguard Energy ETF
VDE
$10.1B
– –
-600
Closed -$30K
VEEV icon
416
Veeva Systems
VEEV
$33.1B
– –
-100
Closed -$23K
VFC icon
417
VF Corp
VFC
$5.63B
– –
-120
Closed -$7K
VGSH icon
418
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-800
Closed -$50K
VIS icon
419
Vanguard Industrials ETF
VIS
$8.1B
– –
-36
Closed -$5K
VMBS icon
420
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-53
Closed -$3K
VNQ icon
421
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-1,650
Closed -$130K
VO icon
422
Vanguard Morningstar Mid-Cap ETF
VO
$106B
– –
-732
Closed -$30K
VOD icon
423
Vodafone
VOD
$36.3B
– –
-6
Closed –
VOO icon
424
Vanguard S&P 500 ETF
VOO
$979B
– –
-401
Closed -$114K
VOX icon
425
Vanguard Communication Services ETF
VOX
$5.59B
– –
-2,052
Closed -$191K
15 16
17
18 19

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CIP
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DF
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GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
CCIA
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VCM
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NM
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.