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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
326
Morningstar
MORN
$7.22B
– –
-68
Closed -$10K
MPC icon
327
Marathon Petroleum
MPC
$92.4B
– –
-104
Closed -$4K
MTB icon
328
M&T Bank
MTB
$35.7B
– –
-1,751
Closed -$182K
MUB icon
329
iShares National Muni Bond ETF
MUB
$45.1B
– –
-1,008
Closed -$116K
MUNI icon
330
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
– –
-1,327
Closed -$74K
NGG icon
331
National Grid
NGG
$80.4B
– –
-45
Closed -$2K
NNN icon
332
NNN REIT
NNN
$9.04B
– –
-2,990
Closed -$106K
NTCT icon
333
NETSCOUT
NTCT
$2.96B
– –
-2,779
Closed -$71K
NVDA icon
334
NVIDIA
NVDA
$4.86T
– –
-1,520
Closed -$14K
NVO
335
Novo Nordisk
NVO
$208B
– –
-2,000
Closed -$65K
NVS icon
336
Novartis
NVS
$297B
– –
-521
Closed -$46K
NWE icon
337
NorthWestern Energy
NWE
$4.23B
– –
-333
Closed -$18K
O icon
338
Realty Income
O
$59.6B
– –
-3,354
Closed -$193K
ODP
339
DELISTED
ODP
ODP
– –
-50
Closed -$1K
OEF icon
340
iShares S&P 100 ETF
OEF
$20.1B
– –
-100
Closed -$14K
OGE icon
341
OGE Energy
OGE
$9.78B
– –
-1,000
Closed -$30K
OKE icon
342
Oneok
OKE
$57.2B
– –
-3,005
Closed -$100K
OLED icon
343
Universal Display
OLED
$3.68B
– –
-75
Closed -$11K
OMC icon
344
Omnicom Group
OMC
$21.6B
– –
-421
Closed -$23K
ORLY icon
345
O'Reilly Automotive
ORLY
$72.9B
– –
-240
Closed -$7K
OTIS icon
346
Otis Worldwide
OTIS
$27.4B
– –
-2,380
Closed -$135K
PAC icon
347
Grupo Aeroportuario del Pacifico
PAC
$12.9B
– –
-575
Closed -$41K
PANW icon
348
Palo Alto Networks
PANW
$270B
– –
-600
Closed -$23K
PARA
349
DELISTED
Paramount Global Class B
PARA
– –
-7,020
Closed -$164K
PAYX icon
350
Paychex
PAYX
$41.6B
– –
-1,258
Closed -$95K
12 13
14
15 16

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CIP
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DF
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GAM
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MAM
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SFI
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CCIA
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VCM
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NM
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.