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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
301
iShares US Industrials ETF
IYJ
$1.98B
– –
-972
Closed -$73K
JJSF icon
302
J&J Snack Foods
JJSF
$1.43B
– –
-71
Closed -$9K
KB icon
303
KB Financial Group
KB
$41.4B
– –
-940
Closed -$26K
KEY icon
304
KeyCorp
KEY
$24.2B
– –
-97
Closed -$1K
KEYS icon
305
Keysight
KEYS
$54.5B
– –
-65
Closed -$7K
KMI icon
306
Kinder Morgan
KMI
$71.7B
– –
-6,955
Closed -$106K
KMX icon
307
CarMax
KMX
$8.13B
– –
-475
Closed -$43K
KR icon
308
Kroger
KR
$35.4B
– –
-593
Closed -$20K
KRE icon
309
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
– –
-351
Closed -$13K
LAMR icon
310
Lamar Advertising Co
LAMR
$16.2B
– –
-1,735
Closed -$116K
LEG icon
311
Leggett & Platt
LEG
$1.34B
– –
-800
Closed -$28K
LHX icon
312
L3Harris
LHX
$51.6B
– –
-391
Closed -$66K
LIQT icon
313
LiqTech
LIQT
$23M
– –
-116
Closed -$5K
LNT icon
314
Alliant Energy
LNT
$18.3B
– –
-1,343
Closed -$64K
MATV icon
315
Mativ Holdings
MATV
$481M
– –
-640
Closed -$21K
MCO icon
316
Moody's
MCO
$82.8B
– –
-400
Closed -$110K
MDT icon
317
Medtronic
MDT
$109B
– –
-1,808
Closed -$166K
MDY icon
318
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
– –
-105
Closed -$34K
MET icon
319
MetLife
MET
$61.9B
– –
-106
Closed -$4K
MGA icon
320
Magna International
MGA
$18.7B
– –
-800
Closed -$36K
MGC icon
321
Vanguard Morningstar Mega Cap ETF
MGC
$9.99B
– –
-300
Closed -$33K
MGM icon
322
MGM Resorts International
MGM
$11.4B
– –
-13,000
Closed -$218K
MJ icon
323
Amplify Alternative Harvest ETF
MJ
$101M
– –
-33
Closed -$5K
MKC icon
324
McCormick & Company Non-Voting
MKC
$13.7B
– –
-800
Closed -$72K
MRSH
325
Marsh
MRSH
$90.5B
– –
-950
Closed -$102K
11 12
13
14 15

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DF
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GAM
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MAM
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SFI
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CCIA
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VCM
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NM
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.