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PWP

Principle Wealth Partners Portfolio holdings

AUM $1.75B
1-Year Est. Return 21.63%
This Fund
S&P 500
This Quarter Est. Return
+16.9%
1 Year Est. Return
+21.63%
3 Year Est. Return
+65.95%
5 Year Est. Return
+77.44%
10 Year Est. Return
–
AUM
$359M
AUM Growth
+$18.3M
Cap. Flow
-$27.6M
Cap. Flow %
-7.69%
Top 10 Hldgs %
58.21%
Holding
477
New
1
Increased
24
Reduced
79
Closed
325

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$1.41M
2
FSMB icon
First Trust Short Duration Managed Municipal ETF
FSMB
+$934K
3
ARKK icon
ARK Innovation ETF
ARKK
+$705K
4
GLD icon
SPDR Gold Trust
GLD
+$259K
5
MRNA icon
Moderna
MRNA
+$153K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.67M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.33M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.1M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$683K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$678K

Sector Composition

Rank Sector Weight
1 Industrials 23.13%
2 Technology 13.55%
3 Healthcare 10.77%
4 Financials 8.64%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
251
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
– –
-28
Closed -$5K
FDX icon
252
FedEx
FDX
$72.7B
– –
-124
Closed -$17K
FHLC icon
253
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
– –
-50
Closed -$2K
FIW icon
254
First Trust Water ETF
FIW
$1.85B
– –
-400
Closed -$22K
FIZZ icon
255
National Beverage
FIZZ
$2.96B
– –
-3,456
Closed -$105K
FLRN icon
256
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-1,726
Closed -$53K
FTV icon
257
Fortive
FTV
$17.9B
– –
-1,744
Closed -$74K
GAIN icon
258
Gladstone Investment Corp
GAIN
$643M
– –
-1,640
Closed -$17K
GILD icon
259
Gilead Sciences
GILD
$162B
– –
-1,092
Closed -$84K
GIS icon
260
General Mills
GIS
$19.1B
– –
-1,400
Closed -$86K
GM icon
261
General Motors
GM
$80.4B
– –
-650
Closed -$16K
GOVT icon
262
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-154
Closed -$4K
GSK icon
263
GSK
GSK
$104B
– –
-1,834
Closed -$93K
GTX icon
264
Garrett Motion
GTX
$5.81B
– –
-16
Closed –
HASI icon
265
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
– –
-5,606
Closed -$160K
HEDJ icon
266
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
– –
-1,494
Closed -$45K
HEES
267
DELISTED
H&E Equipment Services
HEES
– –
-4,125
Closed -$76K
HIG icon
268
Hartford Financial Services
HIG
$38.9B
– –
-460
Closed -$18K
HPE icon
269
Hewlett Packard
HPE
$63.4B
– –
-700
Closed -$7K
HPQ icon
270
HP
HPQ
$24.9B
– –
-775
Closed -$14K
HRL icon
271
Hormel Foods
HRL
$13.8B
– –
-450
Closed -$22K
HSY icon
272
Hershey
HSY
$35.2B
– –
-459
Closed -$59K
HTGC icon
273
Hercules Capital
HTGC
$3.07B
– –
-14,135
Closed -$148K
HUM icon
274
Humana
HUM
$43.7B
– –
-12
Closed -$5K
HYI
275
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-3,429
Closed -$48K
9 10
11
12 13

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CIP
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DF
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GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
SFI
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CCIA
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VCM
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NM
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Principle Wealth Partners's Q3 2020 Portfolio in Review

As of Q3 2020, Principle Wealth Partners held 477 positions worth $359M, up 5.4% from $341M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Principle Wealth Partners withdrew a net $27.6M in Q3 2020, closing 325 positions and reducing 79 holdings. Its most notable exit was Vanguard Morningstar Small-Cap ETF, an estimated $678K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 23% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Principle Wealth Partners opened a new position in Nuveen Municipal High Income Opportunity Fund worth $148K.

  • Principle Wealth Partners's largest Q3 2020 buy was Nuveen Municipal High Income Opportunity Fund: 11,000 shares worth $148K.
  • Principle Wealth Partners added most to RTX Corp in Q3 2020, an estimated $1.41M increase.
  • Principle Wealth Partners's biggest Q3 2020 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $3.67M.
  • Principle Wealth Partners fully exited Vanguard Morningstar Small-Cap ETF in Q3 2020, selling an estimated $678K.
  • Principle Wealth Partners's ten largest holdings make up 58% of its $359M portfolio in Q3 2020.
  • Principle Wealth Partners opened 1 new position and closed 325 in Q3 2020.
  • Principle Wealth Partners's portfolio value rose 5.4% quarter-over-quarter to $359M.

Based on Principle Wealth Partners's 13F filing for Q3 2020, filed 16 Nov 2020.