Principal Securities’s First Trust Merger Arbitrage ETF MARB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-6	Closed	-$118	–	3510
2024 Q2	$118	Sell	6 -8,779	-100%	-$173K	﹤0.01%	3349
2024 Q1	$174K	Sell	8,785 -237	-3%	-$4.69K	0.01%	1064
2023 Q4	$182K	Buy	+9,022	New	+$182K	0.01%	963