Principal Financial Group Portfolio holdings
Principal Financial Group, founded in 1879 as the Bankers Life Association by Edward Temple and headquartered in Des Moines, Iowa, is a global financial services firm specializing in retirement solutions, insurance, and asset management, overseeing more than $709 billion in assets under management as of late 2024. Serving over 62 million customers across individuals, businesses, and institutions, Principal offers 401(k) plans, group insurance (life, disability, dental), annuities, and investment products through its Principal Global Investors arm, with a strong focus on U.S. and international markets like Asia and Latin America. Known for its stability and customer-centric approach, the publicly traded company (NASDAQ: PFG) under CEO Dan Houston has expanded through acquisitions like Wells Fargo’s retirement business in 2019, emphasizing long-term financial security. With a workforce of over 19,000 and a legacy of resilience, Principal remains a trusted name in retirement and wealth management.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Ventas
VTR
|
+$616M |
| 2 |
Etsy
ETSY
|
+$373M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$332M |
| 4 |
Moderna
MRNA
|
+$148M |
| 5 |
HR
Healthcare Realty Trust Incorporated
HR
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Welltower
WELL
|
+$725M |
| 2 |
Restaurant Brands International
QSR
|
+$269M |
| 3 |
Fidelity National Financial
FNF
|
+$181M |
| 4 |
Prologis
PLD
|
+$162M |
| 5 |
Credit Acceptance
CACC
|
+$162M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.12% |
| 2 | Real Estate | 16.4% |
| 3 | Financials | 14.67% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Healthcare | 9.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
CytomX Therapeutics
CTMX
$729M
| $131K | ﹤0.01% |
25,601
+10,645
| +71% | +$57K |
|
2477
PAVmed
PAVM
$36.1M
| $129K | ﹤0.01% |
34
+8
| +31% | +$25.2K |
|
2478
Vuzix
VUZI
$213M
| $129K | ﹤0.01% |
+12,312
| New | +$165K |
|
|
ATRS
2479
DELISTED
Antares Pharma, Inc.
ATRS
| $127K | ﹤0.01% |
35,007
+8,317
| +31% | +$33.6K |
|
2480
Nuvation Bio
NUVB
$2.22B
| $126K | ﹤0.01% |
+12,670
| New | +$115K |
|
|
SDC
2481
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $124K | ﹤0.01% |
23,317
-3,779
| -14% | -$23.5K |
|
|
INFI
2482
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $122K | ﹤0.01% |
35,706
+1,642
| +5% | +$5.06K |
|
2483
Empire State Realty Trust
ESRT
$843M
| $121K | ﹤0.01% |
12,075
-4,431
| -27% | -$47.8K |
|
|
PR
2484
Permian Resources
PR
$16.6B
| $119K | ﹤0.01% |
17,770
-4,149
| -19% | -$22.6K |
|
2485
MiMedx Group
MDXG
$606M
| $116K | ﹤0.01% |
19,130
+3,010
| +19% | +$33.9K |
|
2486
TherapeuticsMD
TXMD
$24M
| $116K | ﹤0.01% |
3,120
+173
| +6% | +$7.68K |
|
|
GOEV
2487
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $116K | ﹤0.01% |
33
+9
| +38% | +$32.1K |
|
|
NMTR
2488
DELISTED
9 Meters Biopharma
NMTR
| $116K | ﹤0.01% |
4,462
+269
| +6% | +$6.34K |
|
|
RMO
2489
DELISTED
Romeo Power, Inc.
RMO
| $114K | ﹤0.01% |
+23,064
| New | +$138K |
|
|
VBIV
2490
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
| $113K | ﹤0.01% |
1,211
+237
| +24% | +$22.5K |
|
2491
Outdoor Holding Co
POWW
$252M
| $111K | ﹤0.01% |
18,058
+7,519
| +71% | +$54.2K |
|
2492
Gevo
GEVO
$372M
| $109K | ﹤0.01% |
16,480
-6,046
| -27% | -$37.4K |
|
|
QUOT
2493
DELISTED
Quotient Technology Inc
QUOT
| $109K | ﹤0.01% |
18,643
+4,432
| +31% | +$37.1K |
|
2494
Clean Energy Fuels
CLNE
$414M
| $107K | ﹤0.01% |
13,096
-2,955
| -18% | -$23.5K |
|
|
BRMK
2495
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $107K | ﹤0.01% |
10,846
-3,954
| -27% | -$41.1K |
|
2496
Hyliion Holdings
HYLN
$703M
| $105K | ﹤0.01% |
12,512
-2,019
| -14% | -$18.6K |
|
2497
Passage Bio
PASG
$14.8M
| $105K | ﹤0.01% |
526
-85
| -14% | -$20.3K |
|
|
VVNT
2498
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
| $103K | ﹤0.01% |
10,941
-716
| -6% | -$8.56K |
|
2499
VistaGen Therapeutics
VTGN
$12.2M
| $102K | ﹤0.01% |
1,242
+269
| +28% | +$23.4K |
|
2500
ADT
ADT
$5.63B
| $100K | ﹤0.01% |
12,345
-479
| -4% | -$4.41K |
|
Similar funds
Principal Financial Group's Q3 2021 Portfolio in Review
As of Q3 2021, Principal Financial Group held 2,664 positions worth $153B, down 0.92% from $155B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Principal Financial Group's Q3 2021 filing shows 68 new, 1,034 increased, 1,458 reduced and 90 closed positions. Its largest new stake was Core & Main: 1,236,704 shares worth $32.4M. The largest sale was Welltower, an estimated $725M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Real Estate and Financials.
- Principal Financial Group's largest Q3 2021 buy was Core & Main: 1,236,704 shares worth $32.4M.
- Principal Financial Group added most to Ventas in Q3 2021, an estimated $616M increase.
- Principal Financial Group's biggest Q3 2021 reduction was Welltower, cutting an estimated $725M.
- Principal Financial Group fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $52.5M.
- Principal Financial Group's ten largest holdings make up 14% of its $153B portfolio in Q3 2021.
- Principal Financial Group opened 68 new positions and closed 90 in Q3 2021.
- Principal Financial Group's portfolio value fell 0.92% quarter-over-quarter to $153B.
Based on Principal Financial Group's 13F filing for Q3 2021, filed 9 Nov 2021.