Principal Financial Group’s SmileDirectClub, Inc. Class A Common Stock SDC Stock Holding History

Principal Financial Group’s Portfolio SDC Stock Details SDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-13,918	Closed	-$13K	–	2568
2022 Q3	$13K	Buy	13,918 +414	+3%	+$502	﹤0.01%	2474
2022 Q2	$14K	Buy	13,504 +36	+0.3%	+$58	﹤0.01%	2501
2022 Q1	$35K	Sell	13,468 -758	-5%	-$1.76K	﹤0.01%	2501
2021 Q4	$33K	Sell	14,226 -9,091	-39%	-$38K	﹤0.01%	2496
2021 Q3	$124K	Sell	23,317 -3,779	-14%	-$23.5K	﹤0.01%	2481
2021 Q2	$235K	Buy	27,096 +2,496	+10%	+$23K	﹤0.01%	2432
2021 Q1	$254K	Buy	24,600 +1,733	+8%	+$20.5K	﹤0.01%	2323
2020 Q4	$273K	Sell	22,867 -732,388	-97%	-$8.3M	﹤0.01%	2256
2020 Q3	$8.82M	Buy	755,255 +348,638	+86%	+$3.2M	0.01%	1148
2020 Q2	$3.21M	Buy	+406,617	New	+$2.76M	﹤0.01%	1584

Other funds holding SDC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Prentice Capital Management Greenwich, Connecticut $45.7M AUM 2.65% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Principal Financial Group's SDC Position: Q4 2022 in Review

Principal Financial Group sold out of SmileDirectClub, Inc. Class A Common Stock (SDC) in Q4 2022, closing a stake of 13,918 shares — an estimated $13K sold.

Principal Financial Group first reported a position in SDC in Q2 2020 and held it in 10 quarters. The position peaked at $8.82M in Q3 2020. 103 funds tracked by Wall St. Rank hold SDC as of Q4 2022.

Principal Financial Group reported no remaining SmileDirectClub, Inc. Class A Common Stock position as of Q4 2022 after selling out during the quarter.
Principal Financial Group sold 13,918 SmileDirectClub, Inc. Class A Common Stock shares in Q4 2022, an estimated $13K.
Principal Financial Group first reported a position in SmileDirectClub, Inc. Class A Common Stock in Q2 2020 and held it in 10 quarters.
Principal Financial Group's SmileDirectClub, Inc. Class A Common Stock position peaked at $8.82M in Q3 2020.
103 funds tracked by Wall St. Rank held SmileDirectClub, Inc. Class A Common Stock as of Q4 2022.

Based on Principal Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.