Principal Financial Group’s Spirit MTA REIT Common Shares of Beneficial Interest SMTA Stock Holding History

Principal Financial Group’s Portfolio SMTA Stock Details SMTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-25,894	Closed	-$219K	–	2318
2019 Q3	$219K	Buy	25,894 +1,992	+8%	+$16.8K	﹤0.01%	2125
2019 Q2	$199K	Buy	+23,902	New	+$176K	﹤0.01%	2149
2018 Q4	–	Sell	-388,219	Closed	-$4.47M	–	2361
2018 Q3	$4.47M	Sell	388,219 -1,228,496	-76%	-$13.1M	﹤0.01%	1629
2018 Q2	$16.7M	Buy	+1,616,715	New	+$16.1M	0.02%	942

Other funds holding SMTA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ICM

Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return

Principal Financial Group's SMTA Position: Q4 2019 in Review

Principal Financial Group sold out of Spirit MTA REIT Common Shares of Beneficial Interest (SMTA) in Q4 2019, closing a stake of 25,894 shares — an estimated $219K sold.

Principal Financial Group first reported a position in SMTA in Q2 2018 and held it in 4 quarters. The position peaked at $16.7M in Q2 2018. 60 funds tracked by Wall St. Rank hold SMTA as of Q4 2019.

Principal Financial Group reported no remaining Spirit MTA REIT Common Shares of Beneficial Interest position as of Q4 2019 after selling out during the quarter.
Principal Financial Group sold 25,894 Spirit MTA REIT Common Shares of Beneficial Interest shares in Q4 2019, an estimated $219K.
Principal Financial Group first reported a position in Spirit MTA REIT Common Shares of Beneficial Interest in Q2 2018 and held it in 4 quarters.
Principal Financial Group's Spirit MTA REIT Common Shares of Beneficial Interest position peaked at $16.7M in Q2 2018.
60 funds tracked by Wall St. Rank held Spirit MTA REIT Common Shares of Beneficial Interest as of Q4 2019.

Based on Principal Financial Group's 13F filing for Q4 2019, filed 5 Feb 2020.