Principal Financial Group’s SWIFT ENERGY CO (HOLDING COMPANY) SFY Stock Holding History

Principal Financial Group’s Portfolio SFY Stock Details SFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-271,008	Closed	-$550K	–	2259
2015 Q2	$550K	Sell	271,008 -1,669	-0.6%	-$4.12K	﹤0.01%	1866
2015 Q1	$589K	Sell	272,677 -4,246	-2%	-$11K	﹤0.01%	1826
2014 Q4	$1.12M	Sell	276,923 -1,577	-0.6%	-$9.43K	﹤0.01%	1780
2014 Q3	$2.67M	Buy	278,500 +11,800	+4%	+$134K	﹤0.01%	1581
2014 Q2	$3.46M	Sell	266,700 -15,223	-5%	-$173K	0.01%	1559
2014 Q1	$3.03M	Buy	281,923 +16,769	+6%	+$196K	0.01%	1573
2013 Q4	$3.58M	Buy	265,154 +15,669	+6%	+$207K	0.01%	1521
2013 Q3	$2.85M	Buy	249,485 +7,697	+3%	+$92.2K	0.01%	1548
2013 Q2	$2.9M	Buy	+241,788	New	+$3.28M	0.01%	1479

Other funds holding SFY

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

SCM

Schneider Capital Management Berwyn, Pennsylvania $175M AUM 42.51% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

TAM

TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Principal Financial Group's SFY Position: Q3 2015 in Review

Principal Financial Group sold out of SWIFT ENERGY CO (HOLDING COMPANY) (SFY) in Q3 2015, closing a stake of 271,008 shares — an estimated $550K sold.

Principal Financial Group first reported a position in SFY in Q2 2013 and held it in 9 quarters. The position peaked at $3.58M in Q4 2013. 73 funds tracked by Wall St. Rank hold SFY as of Q3 2015.

Principal Financial Group reported no remaining SWIFT ENERGY CO (HOLDING COMPANY) position as of Q3 2015 after selling out during the quarter.
Principal Financial Group sold 271,008 SWIFT ENERGY CO (HOLDING COMPANY) shares in Q3 2015, an estimated $550K.
Principal Financial Group first reported a position in SWIFT ENERGY CO (HOLDING COMPANY) in Q2 2013 and held it in 9 quarters.
Principal Financial Group's SWIFT ENERGY CO (HOLDING COMPANY) position peaked at $3.58M in Q4 2013.
73 funds tracked by Wall St. Rank held SWIFT ENERGY CO (HOLDING COMPANY) as of Q3 2015.

Based on Principal Financial Group's 13F filing for Q3 2015, filed 9 Nov 2015.