Principal Financial Group’s HEARTWARE INTERNATIONAL INC COM STK (DE) HTWR Stock Holding History

Principal Financial Group’s Portfolio HTWR Stock Details HTWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,974	Closed	-$216K	–	2254
2015 Q2	$216K	Sell	2,974 -125	-4%	-$9.76K	﹤0.01%	2026
2015 Q1	$272K	Sell	3,099 -38	-1%	-$3.23K	﹤0.01%	1951
2014 Q4	$230K	Sell	3,137 -322	-9%	-$24.5K	﹤0.01%	2003
2014 Q3	$269K	Hold	3,459	–	–	﹤0.01%	1959
2014 Q2	$306K	Sell	3,459 -1,659	-32%	-$149K	﹤0.01%	1959
2014 Q1	$480K	Sell	5,118 -49	-0.9%	-$4.77K	﹤0.01%	1874
2013 Q4	$485K	Buy	5,167 +14	+0.3%	+$1.18K	﹤0.01%	1889
2013 Q3	$377K	Buy	5,153 +358	+7%	+$30.5K	﹤0.01%	1902
2013 Q2	$456K	Buy	+4,795	New	+$436K	﹤0.01%	1852

Other funds holding HTWR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Principal Financial Group's HTWR Position: Q3 2015 in Review

Principal Financial Group sold out of HEARTWARE INTERNATIONAL INC COM STK (DE) (HTWR) in Q3 2015, closing a stake of 2,974 shares — an estimated $216K sold.

Principal Financial Group first reported a position in HTWR in Q2 2013 and held it in 9 quarters. The position peaked at $485K in Q4 2013. 120 funds tracked by Wall St. Rank hold HTWR as of Q3 2015.

Principal Financial Group reported no remaining HEARTWARE INTERNATIONAL INC COM STK (DE) position as of Q3 2015 after selling out during the quarter.
Principal Financial Group sold 2,974 HEARTWARE INTERNATIONAL INC COM STK (DE) shares in Q3 2015, an estimated $216K.
Principal Financial Group first reported a position in HEARTWARE INTERNATIONAL INC COM STK (DE) in Q2 2013 and held it in 9 quarters.
Principal Financial Group's HEARTWARE INTERNATIONAL INC COM STK (DE) position peaked at $485K in Q4 2013.
120 funds tracked by Wall St. Rank held HEARTWARE INTERNATIONAL INC COM STK (DE) as of Q3 2015.

Based on Principal Financial Group's 13F filing for Q3 2015, filed 9 Nov 2015.