Principal Financial Group’s electroCore ECOR Stock Holding History

Principal Financial Group’s Portfolio ECOR Stock Details ECOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-5,799	Closed	-$1.44M	–	2297
2018 Q2	$1.44M	Buy	+5,799	New	+$1.58M	﹤0.01%	1793

Other funds holding ECOR

HCM

Hodges Capital Management Dallas, Texas $1.21B AUM 49% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RTW Investments New York $10B AUM 135.35% 1-Year Est. Return

KCM

Knoll Capital Management Miami, Florida $180M AUM 66.11% 1-Year Est. Return

OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Principal Financial Group's ECOR Position: Q3 2018 in Review

Principal Financial Group sold out of electroCore (ECOR) in Q3 2018, closing a stake of 5,799 shares — an estimated $1.44M sold.

Principal Financial Group first reported a position in ECOR in Q2 2018 and held it in 1 quarter. The position peaked at $1.44M in Q2 2018. 44 funds tracked by Wall St. Rank hold ECOR as of Q3 2018.

Principal Financial Group reported no remaining electroCore position as of Q3 2018 after selling out during the quarter.
Principal Financial Group sold 5,799 electroCore shares in Q3 2018, an estimated $1.44M.
Principal Financial Group first reported a position in electroCore in Q2 2018 and held it in 1 quarter.
Principal Financial Group's electroCore position peaked at $1.44M in Q2 2018.
44 funds tracked by Wall St. Rank held electroCore as of Q3 2018.

Based on Principal Financial Group's 13F filing for Q3 2018, filed 14 Nov 2018.