Principal Financial Group’s BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) BCS.PRC Stock Holding History

Principal Financial Group’s Portfolio BCS.PRC Stock Details BCS.PRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-54,266	Closed	-$1.4M	–	2267
2014 Q3	$1.4M	Sell	54,266 -206,825	-79%	-$5.33M	﹤0.01%	1720
2014 Q2	$6.73M	Sell	261,091 -207,721	-44%	-$5.36M	0.01%	1215
2014 Q1	$12.2M	Sell	468,812 -25,666	-5%	-$656K	0.02%	779
2013 Q4	$12.5M	Sell	494,478 -83,061	-14%	-$2.11M	0.02%	736
2013 Q3	$14.6M	Sell	577,539 -65,065	-10%	-$1.64M	0.03%	600
2013 Q2	$16.2M	Buy	+642,604	New	+$16.4M	0.04%	520

Other funds holding BCS.PRC

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Principal Financial Group's BCS.PRC Position: Q4 2014 in Review

Principal Financial Group sold out of BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) (BCS.PRC) in Q4 2014, closing a stake of 54,266 shares — an estimated $1.4M sold.

Principal Financial Group first reported a position in BCS.PRC in Q2 2013 and held it in 6 quarters. The position peaked at $16.2M in Q2 2013. 75 funds tracked by Wall St. Rank hold BCS.PRC as of Q4 2014.

Principal Financial Group reported no remaining BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) position as of Q4 2014 after selling out during the quarter.
Principal Financial Group sold 54,266 BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) shares in Q4 2014, an estimated $1.4M.
Principal Financial Group first reported a position in BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) in Q2 2013 and held it in 6 quarters.
Principal Financial Group's BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) position peaked at $16.2M in Q2 2013.
75 funds tracked by Wall St. Rank held BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) as of Q4 2014.

Based on Principal Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.