Princeton Alpha Management’s PennyMac Mortgage Investment PMT Stock Holding History

Princeton Alpha Management’s Portfolio PMT Stock Details PMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-19,650	Closed	-$319K	–	898
2016 Q2	$319K	Sell	19,650 -8,811	-31%	-$129K	0.06%	504
2016 Q1	$388K	Buy	+28,461	New	+$377K	0.06%	423
2015 Q2	–	Sell	-24,899	Closed	-$530K	–	862
2015 Q1	$530K	Buy	24,899 +10,638	+75%	+$230K	0.11%	253
2014 Q4	$301K	Buy	+14,261	New	+$307K	0.08%	433

Other funds holding PMT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.23B AUM 51.32% 1-Year Est. Return

Princeton Alpha Management's PMT Position: Q3 2016 in Review

Princeton Alpha Management sold out of PennyMac Mortgage Investment (PMT) in Q3 2016, closing a stake of 19,650 shares — an estimated $319K sold.

Princeton Alpha Management first reported a position in PMT in Q4 2014 and held it in 4 quarters. The position peaked at $530K in Q1 2015. 148 funds tracked by Wall St. Rank hold PMT as of Q3 2016.

Princeton Alpha Management reported no remaining PennyMac Mortgage Investment position as of Q3 2016 after selling out during the quarter.
Princeton Alpha Management sold 19,650 PennyMac Mortgage Investment shares in Q3 2016, an estimated $319K.
Princeton Alpha Management first reported a position in PennyMac Mortgage Investment in Q4 2014 and held it in 4 quarters.
Princeton Alpha Management's PennyMac Mortgage Investment position peaked at $530K in Q1 2015.
148 funds tracked by Wall St. Rank held PennyMac Mortgage Investment as of Q3 2016.

Based on Princeton Alpha Management's 13F filing for Q3 2016, filed 10 Nov 2016.