Prelude Capital Management’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Prelude Capital Management’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,700	Closed	-$41K	–	1891
2017 Q3	$41K	Buy	4,700 +1,700	+57%	+$15.5K	﹤0.01%	1158
2017 Q2	$33K	Buy	+3,000	New	+$33.9K	﹤0.01%	1133
2015 Q1	–	Sell	-15,524	Closed	-$225K	–	2316
2014 Q4	$204K	Buy	+15,524	New	+$313K	0.03%	631
2014 Q3	–	Sell	-4,400	Closed	-$131K	–	2260
2014 Q2	$131K	Sell	4,400 -5,600	-56%	-$159K	0.02%	976
2014 Q1	$269K	Buy	10,000 +3,150	+46%	+$75.2K	0.04%	624
2013 Q4	$148K	Buy	+6,850	New	+$140K	0.02%	702

Other funds holding UPL

FTCM

Fir Tree Capital Management New York $21.8M AUM 1.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

DGI

Disciplined Growth Investors Minneapolis, Minnesota $4.89B AUM 33.85% 1-Year Est. Return

OBP

Old Bellows Partners New York $9.01M AUM 83.84% 1-Year Est. Return

WAM

Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return

Nokota Management New York $165M AUM

KDAM

KLS Diversified Asset Management New York $224M AUM 186.41% 1-Year Est. Return

PCM

Pennant Capital Management Summit, New Jersey $212M AUM 19.37% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Prelude Capital Management's UPL Position: Q4 2017 in Review

Prelude Capital Management sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q4 2017, closing a stake of 4,700 shares — an estimated $41K sold.

Prelude Capital Management first reported a position in UPL in Q4 2013 and held it in 6 quarters. The position peaked at $269K in Q1 2014. 166 funds tracked by Wall St. Rank hold UPL as of Q4 2017.

Prelude Capital Management reported no remaining Ultra Petroleum Corp. Common Stock position as of Q4 2017 after selling out during the quarter.
Prelude Capital Management sold 4,700 Ultra Petroleum Corp. Common Stock shares in Q4 2017, an estimated $41K.
Prelude Capital Management first reported a position in Ultra Petroleum Corp. Common Stock in Q4 2013 and held it in 6 quarters.
Prelude Capital Management's Ultra Petroleum Corp. Common Stock position peaked at $269K in Q1 2014.
166 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q4 2017.

Based on Prelude Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.