Prelude Capital Management’s Resource Capital Corp. RSO Stock Holding History

Prelude Capital Management’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-12,400	Closed	-$139K	–	1832
2015 Q3	$139K	Buy	+12,400	New	+$168K	0.02%	738
2014 Q4	–	Sell	-33,513	Closed	-$653K	–	2309
2014 Q3	$653K	Buy	33,513 +17,038	+103%	+$369K	0.09%	273
2014 Q2	$371K	Hold	16,475	–	–	0.05%	493
2014 Q1	$367K	Buy	16,475 +7,500	+84%	+$176K	0.05%	522
2013 Q4	$213K	Sell	8,975 -10,525	-54%	-$251K	0.04%	604
2013 Q3	$463K	Buy	+19,500	New	+$479K	0.07%	316

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Prelude Capital Management's RSO Position: Q4 2015 in Review

Prelude Capital Management sold out of Resource Capital Corp. (RSO) in Q4 2015, closing a stake of 12,400 shares — an estimated $139K sold.

Prelude Capital Management first reported a position in RSO in Q3 2013 and held it in 6 quarters. The position peaked at $653K in Q3 2014. 92 funds tracked by Wall St. Rank hold RSO as of Q4 2015.

Prelude Capital Management reported no remaining Resource Capital Corp. position as of Q4 2015 after selling out during the quarter.
Prelude Capital Management sold 12,400 Resource Capital Corp. shares in Q4 2015, an estimated $139K.
Prelude Capital Management first reported a position in Resource Capital Corp. in Q3 2013 and held it in 6 quarters.
Prelude Capital Management's Resource Capital Corp. position peaked at $653K in Q3 2014.
92 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q4 2015.

Based on Prelude Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.