Prelude Capital Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Prelude Capital Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-17,877	Closed	-$237K	–	1734
2019 Q2	$237K	Sell	17,877 -32,065	-64%	-$401K	0.01%	682
2019 Q1	$619K	Buy	49,942 +7,677	+18%	+$97.9K	0.03%	447
2018 Q4	$530K	Buy	+42,265	New	+$502K	0.04%	454
2015 Q4	–	Sell	-2,000	Closed	-$21K	–	1474
2015 Q3	$21K	Buy	+2,000	New	+$21.7K	﹤0.01%	1244
2015 Q2	–	Sell	-4,000	Closed	-$48K	–	1730
2015 Q1	$48K	Hold	4,000	–	–	0.01%	1300
2014 Q4	$46K	Sell	4,000 -2,000	-33%	-$23.7K	0.01%	1270
2014 Q3	$74K	Hold	6,000	–	–	0.01%	1229
2014 Q2	$87K	Sell	6,000 -2,000	-25%	-$27.6K	0.01%	1145
2014 Q1	$110K	Hold	8,000	–	–	0.01%	990
2013 Q4	$106K	Buy	+8,000	New	+$112K	0.02%	835

Other funds holding CEF

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.94% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $875M AUM 41.9% 1-Year Est. Return

HHGC

Hunting Hill Global Capital New York $129M AUM 17.34% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.5B AUM 61.77% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Prelude Capital Management's CEF Position: Q3 2019 in Review

Prelude Capital Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2019, closing a stake of 17,877 shares — an estimated $237K sold.

Prelude Capital Management first reported a position in CEF in Q4 2013 and held it in 10 quarters. The position peaked at $619K in Q1 2019. 181 funds tracked by Wall St. Rank hold CEF as of Q3 2019.

Prelude Capital Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2019 after selling out during the quarter.
Prelude Capital Management sold 17,877 Sprott Physical Gold and Silver Trust shares in Q3 2019, an estimated $237K.
Prelude Capital Management first reported a position in Sprott Physical Gold and Silver Trust in Q4 2013 and held it in 10 quarters.
Prelude Capital Management's Sprott Physical Gold and Silver Trust position peaked at $619K in Q1 2019.
181 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2019.

Based on Prelude Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.