Prelude Capital Management’s Aravive, Inc. Common Stock ARAV Stock Holding History

Prelude Capital Management’s Portfolio ARAV Stock Details ARAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-700	Closed	-$73K	–	1960
2017 Q2	$73K	Sell	700 -692	-50%	-$74.3K	0.01%	875
2017 Q1	$178K	Buy	1,392 +809	+139%	+$85.3K	0.02%	603
2016 Q4	$52K	Buy	583 +250	+75%	+$18.9K	0.01%	1035
2016 Q3	$25K	Buy	+333	New	+$24.1K	﹤0.01%	1296
2015 Q3	–	Sell	-183	Closed	-$17K	–	1867
2015 Q2	$17K	Sell	183 -850	-82%	-$86.1K	﹤0.01%	1466
2015 Q1	$114K	Buy	+1,033	New	+$121K	0.02%	954

Other funds holding ARAV

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

Ascend Capital Orinda, California $1.99B AUM 10.36% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Prelude Capital Management's ARAV Position: Q3 2017 in Review

Prelude Capital Management sold out of Aravive, Inc. Common Stock (ARAV) in Q3 2017, closing a stake of 700 shares — an estimated $73K sold.

Prelude Capital Management first reported a position in ARAV in Q1 2015 and held it in 6 quarters. The position peaked at $178K in Q1 2017. 105 funds tracked by Wall St. Rank hold ARAV as of Q3 2017.

Prelude Capital Management reported no remaining Aravive, Inc. Common Stock position as of Q3 2017 after selling out during the quarter.
Prelude Capital Management sold 700 Aravive, Inc. Common Stock shares in Q3 2017, an estimated $73K.
Prelude Capital Management first reported a position in Aravive, Inc. Common Stock in Q1 2015 and held it in 6 quarters.
Prelude Capital Management's Aravive, Inc. Common Stock position peaked at $178K in Q1 2017.
105 funds tracked by Wall St. Rank held Aravive, Inc. Common Stock as of Q3 2017.

Based on Prelude Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.