PAMP

Polar Asset Management Partners Portfolio holdings

AUM $4.01B
1-Year Return 16.83%
This Quarter Return
+1.93%
1 Year Return
+16.83%
3 Year Return
+58.06%
5 Year Return
+77.6%
10 Year Return
+137.41%
AUM
$3.36B
AUM Growth
-$385M
Cap. Flow
-$1.34B
Cap. Flow %
-40%
Top 10 Hldgs %
22.54%
Holding
434
New
73
Increased
57
Reduced
53
Closed
74

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$36.1M
2
MSM icon
MSC Industrial Direct
MSM
$34.3M
3
BABA icon
Alibaba
BABA
$31.3M
4
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.5M
5
NATI
National Instruments Corp
NATI
$24.6M

Top Sells

1
PHYS icon
Sprott Physical Gold
PHYS
$57.8M
2
VIAV icon
Viavi Solutions
VIAV
$25.1M
3
CONE
CyrusOne Inc Common Stock
CONE
$24.5M
4
STRA icon
Strategic Education
STRA
$24.2M
5
LH icon
Labcorp
LH
$22.8M

Sector Composition

1 Consumer Discretionary 11.67%
2 Technology 9.6%
3 Industrials 7.39%
4 Communication Services 5.53%
5 Healthcare 4.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSACW
201
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
$1.45M 0.03%
1,000,000
– –
GLACU
202
DELISTED
Greenland Acquisition Corporation Unit
GLACU
$1.45M 0.03%
+140,000
New +$1.45M
XOXO
203
DELISTED
Xo Group Inc
XOXO
$1.38M 0.03%
+40,000
New +$1.38M
MPACW
204
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$1.34M 0.03%
1,792,500
– –
SCACW
205
DELISTED
Saban Capital Acquisition Corp. Warrants
SCACW
$1.34M 0.03%
1,216,760
+384,950
+46% +$423K
PRTHW
206
DELISTED
Priority Technology Holdings, Inc. Warrant
PRTHW
$1.29M 0.02%
+842,500
New +$1.29M
CNACR
207
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$1.28M 0.02%
3,192,613
+609,113
+24% +$244K
INFN
208
DELISTED
Infinera Corporation Common Stock
INFN
$1.2M 0.02%
+164,600
New +$1.2M
IVTY
209
DELISTED
Invuity, Inc
IVTY
$1.18M 0.02%
+159,708
New +$1.18M
BHAC
210
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$1.09M 0.02%
100,000
– –
BCE icon
211
BCE
BCE
$22.7B
$1.07M 0.02%
+26,500
New +$1.07M
NEBUU
212
DELISTED
Nebula Acquisition Corporation Unit
NEBUU
$1.02M 0.02%
100,000
– –
GSB
213
DELISTED
GlobalSCAPE, Inc.
GSB
$1.01M 0.02%
250,618
-749,382
-75% -$3.01M
VEACW
214
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$975K 0.02%
600,000
– –
AKRX
215
DELISTED
Akorn, Inc.
AKRX
$974K 0.02%
75,000
-140,000
-65% -$1.82M
AHPAW
216
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$960K 0.02%
4,799,047
+397,636
+9% +$79.5K
HFFG icon
217
HF Foods Group
HFFG
$168M
$959K 0.02%
63,541
-436,459
-87% -$6.59M
ALGR
218
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$953K 0.02%
+100,000
New +$953K
ESRX
219
DELISTED
Express Scripts Holding Company
ESRX
$950K 0.02%
10,000
-85,000
-89% -$8.08M
CMSSR
220
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$943K 0.02%
1,796,500
– –
TZACU
221
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$906K 0.02%
+90,000
New +$906K
MTECW
222
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$889K 0.02%
600,885
+400,885
+200% +$593K
MMDMR
223
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$865K 0.02%
1,840,745
+90,745
+5% +$42.6K
GSHTW
224
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$819K 0.02%
386,272
– –
ESTRW
225
DELISTED
Estre Ambiental, Inc
ESTRW
$739K 0.01%
2,110,661
– –
7 8
9
10 11