PAMP

Polar Asset Management Partners Portfolio holdings

AUM $4.01B
1-Year Return 16.83%
This Quarter Return
+1.93%
1 Year Return
+16.83%
3 Year Return
+58.06%
5 Year Return
+77.6%
10 Year Return
+137.41%
AUM
$3.36B
AUM Growth
-$385M
Cap. Flow
-$1.34B
Cap. Flow %
-40%
Top 10 Hldgs %
22.54%
Holding
434
New
73
Increased
57
Reduced
53
Closed
74

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$36.1M
2
MSM icon
MSC Industrial Direct
MSM
$34.3M
3
BABA icon
Alibaba
BABA
$31.3M
4
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.5M
5
NATI
National Instruments Corp
NATI
$24.6M

Top Sells

1
PHYS icon
Sprott Physical Gold
PHYS
$57.8M
2
VIAV icon
Viavi Solutions
VIAV
$25.1M
3
CONE
CyrusOne Inc Common Stock
CONE
$24.5M
4
STRA icon
Strategic Education
STRA
$24.2M
5
LH icon
Labcorp
LH
$22.8M

Sector Composition

1 Consumer Discretionary 11.67%
2 Technology 9.6%
3 Industrials 7.39%
4 Communication Services 5.53%
5 Healthcare 4.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGIC icon
176
International General Insurance
IGIC
$1.04B
$2.6M 0.05%
+268,500
New +$2.6M
PACQU
177
DELISTED
Pure Acquisition Corp. Unit
PACQU
$2.56M 0.05%
246,300
– –
AAOI icon
178
Applied Optoelectronics
AAOI
$1.5B
$2.51M 0.05%
101,662
-16,699
-14% -$412K
CRON
179
Cronos Group
CRON
$957M
$2.5M 0.05%
225,000
+175,000
+350% +$1.95M
DOTAU
180
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
$2.48M 0.05%
225,000
– –
CLNN icon
181
Clene
CLNN
$60.2M
$2.43M 0.05%
+12,500
New +$2.43M
HCCHU
182
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$2.31M 0.04%
225,000
– –
REIS
183
DELISTED
Reis, Inc.
REIS
$2.3M 0.04%
+100,000
New +$2.3M
SODA
184
DELISTED
SodaStream International Ltd
SODA
$2.29M 0.04%
+16,000
New +$2.29M
GTEC icon
185
Greenland Technologies Holding Corp
GTEC
$22.4M
$2.22M 0.04%
+230,000
New +$2.22M
STNL
186
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$2.15M 0.04%
219,200
– –
PERY
187
DELISTED
Perry Ellis International Inc
PERY
$2.05M 0.04%
+75,000
New +$2.05M
SWN
188
DELISTED
Southwestern Energy Company
SWN
$2.04M 0.04%
400,000
– –
MZOR
189
DELISTED
Mazor Robotics Ltd.
MZOR
$2.04M 0.04%
+35,000
New +$2.04M
CGC
190
Canopy Growth
CGC
$456M
$2.01M 0.04%
+4,130
New +$2.01M
TH icon
191
Target Hospitality
TH
$876M
$1.96M 0.04%
200,000
– –
PATI
192
DELISTED
Patriot Transportation Holding, Inc. Common Stock
PATI
$1.94M 0.04%
100,690
-44,206
-31% -$850K
KTWO
193
DELISTED
K2M Group Holdings, Inc
KTWO
$1.92M 0.04%
+70,000
New +$1.92M
TIPT icon
194
Tiptree Inc
TIPT
$849M
$1.88M 0.04%
287,400
-62,600
-18% -$410K
INDUW
195
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$1.73M 0.03%
1,732,879
– –
GOV
196
DELISTED
Government Properties Income Trust
GOV
$1.55M 0.03%
+137,500
New +$1.55M
APT icon
197
Alpha Pro Tech
APT
$51.2M
$1.53M 0.03%
431,474
+98,974
+30% +$351K
WRLSR
198
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$1.51M 0.03%
3,371,400
– –
FBNK
199
DELISTED
First Connecticut Bancorp, Inc
FBNK
$1.48M 0.03%
50,000
– –
CNQ icon
200
Canadian Natural Resources
CNQ
$63.2B
$1.47M 0.03%
91,890
+20,420
+29% +$327K
6 7
8
9 10