PAMP

Polar Asset Management Partners Portfolio holdings

AUM $4.01B
1-Year Return 16.83%
This Quarter Return
+1.74%
1 Year Return
+16.83%
3 Year Return
+58.06%
5 Year Return
+77.6%
10 Year Return
+137.41%
AUM
$3.26B
AUM Growth
+$436M
Cap. Flow
-$528M
Cap. Flow %
-16.17%
Top 10 Hldgs %
20.11%
Holding
448
New
91
Increased
54
Reduced
44
Closed
70

Top Buys

1
CCX.U
Churchill Capital Corp II
CCX.U
$40.6M
2
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$28.6M
3
CONE
CyrusOne Inc Common Stock
CONE
$27M
4
GXGXU
GX Acquisiton Corp. Unit
GXGXU
$22.1M
5
FSR
Fisker Inc.
FSR
$21.4M

Top Sells

1
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
$38.3M
2
VMC icon
Vulcan Materials
VMC
$29.2M
3
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$24.8M
4
CMCSA icon
Comcast
CMCSA
$23.5M
5
KLR
Kaleyra, Inc.
KLR
$22.8M

Sector Composition

1 Technology 9.62%
2 Consumer Discretionary 9.55%
3 Communication Services 7.86%
4 Industrials 6.44%
5 Healthcare 4.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TECK icon
226
Teck Resources
TECK
$16.8B
$630K 0.01%
+27,300
New +$630K
CP icon
227
Canadian Pacific Kansas City
CP
$70.3B
$612K 0.01%
+13,000
New +$612K
MUDSW
228
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$592K 0.01%
1,207,400
– –
IEA
229
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$583K 0.01%
285,714
– –
CNACR
230
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$577K 0.01%
3,202,613
– –
IMXI icon
231
International Money Express
IMXI
$430M
$564K 0.01%
40,000
– –
DFBHU
232
DELISTED
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$520K 0.01%
50,000
-1,200,000
-96% -$12.5M
RVPH icon
233
Reviva Pharmaceuticals
RVPH
$29.9M
$513K 0.01%
50,000
– –
NEXT icon
234
NextDecade
NEXT
$2.8B
$506K 0.01%
+80,000
New +$506K
EEM icon
235
iShares MSCI Emerging Markets ETF
EEM
$19.2B
$494K 0.01%
+11,514
New +$494K
AQ
236
DELISTED
Aquantia Corp. Common Stock
AQ
$454K 0.01%
+34,866
New +$454K
TWLVW
237
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$443K 0.01%
2,013,310
+938,310
+87% +$206K
DFBHW
238
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$440K 0.01%
+400,000
New +$440K
KBLMR
239
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$413K 0.01%
1,652,400
– –
GIG.WS
240
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$406K 0.01%
1,352,714
– –
EWJ icon
241
iShares MSCI Japan ETF
EWJ
$15.5B
$395K 0.01%
+7,238
New +$395K
BIOX.WS
242
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$395K 0.01%
1,197,900
-27,100
-2% -$8.94K
TMCXW
243
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$395K 0.01%
1,200,000
– –
CFFAW
244
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$378K 0.01%
630,625
– –
BRACR
245
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$371K 0.01%
883,392
– –
BTE icon
246
Baytex Energy
BTE
$1.67B
$355K 0.01%
+175,000
New +$355K
HFFG icon
247
HF Foods Group
HFFG
$170M
$348K 0.01%
10,000
– –
AABA
248
DELISTED
Altaba Inc. Common Stock
AABA
$347K 0.01%
+5,000
New +$347K
APT icon
249
Alpha Pro Tech
APT
$51.2M
$342K 0.01%
100,404
-289,596
-74% -$986K
STNLW
250
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$323K 0.01%
461,368
– –
8 9
10
11 12