PAMP

Polar Asset Management Partners Portfolio holdings

AUM $4.01B
1-Year Return 16.83%
This Quarter Return
+1.93%
1 Year Return
+16.83%
3 Year Return
+58.06%
5 Year Return
+77.6%
10 Year Return
+137.41%
AUM
$3.36B
AUM Growth
-$385M
Cap. Flow
-$1.34B
Cap. Flow %
-40%
Top 10 Hldgs %
22.54%
Holding
434
New
73
Increased
57
Reduced
53
Closed
74

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$36.1M
2
MSM icon
MSC Industrial Direct
MSM
$34.3M
3
BABA icon
Alibaba
BABA
$31.3M
4
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.5M
5
NATI
National Instruments Corp
NATI
$24.6M

Top Sells

1
PHYS icon
Sprott Physical Gold
PHYS
$57.8M
2
VIAV icon
Viavi Solutions
VIAV
$25.1M
3
CONE
CyrusOne Inc Common Stock
CONE
$24.5M
4
STRA icon
Strategic Education
STRA
$24.2M
5
LH icon
Labcorp
LH
$22.8M

Sector Composition

1 Consumer Discretionary 11.67%
2 Technology 9.6%
3 Industrials 7.39%
4 Communication Services 5.53%
5 Healthcare 4.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BPYU
226
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$733K 0.01%
+35,000
New +$733K
NXTM
227
DELISTED
NxStage Medical Inc.
NXTM
$697K 0.01%
25,000
-75,000
-75% -$2.09M
OMAD.WS
228
DELISTED
One Madison Corporation
OMAD.WS
$696K 0.01%
600,000
– –
DOTAR
229
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$685K 0.01%
1,343,518
+943,518
+236% +$481K
LCAHW
230
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$673K 0.01%
565,903
-716,900
-56% -$853K
MUDSW
231
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$660K 0.01%
1,000,000
– –
LHC.WS
232
DELISTED
Leo Holdings Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exe
LHC.WS
$635K 0.01%
500,000
– –
HYACW
233
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$616K 0.01%
490,450
– –
TMCXW
234
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$600K 0.01%
1,200,000
– –
BROGR
235
DELISTED
Twelve Seas Investment Company Rights
BROGR
$579K 0.01%
+1,377,500
New +$579K
WRLSW
236
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$567K 0.01%
1,089,900
– –
ZOES
237
DELISTED
Zoe's Kitchen, Inc.
ZOES
$496K 0.01%
+39,000
New +$496K
CMSSW
238
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$462K 0.01%
952,750
– –
ACEL icon
239
Accel Entertainment
ACEL
$967M
$453K 0.01%
45,000
-555,000
-93% -$5.59M
NEXT icon
240
NextDecade
NEXT
$2.8B
$452K 0.01%
80,000
– –
FONR icon
241
Fonar
FONR
$98.2M
$451K 0.01%
18,099
-138,498
-88% -$3.45M
KAACW
242
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$450K 0.01%
323,566
+106,566
+49% +$148K
LTN.RT
243
DELISTED
Union Acquisition Corp.
LTN.RT
$425K 0.01%
1,063,333
+213,333
+25% +$85.3K
CWAY
244
DELISTED
Coastway Bancorp, Inc.
CWAY
$423K 0.01%
15,000
– –
MTEC
245
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$421K 0.01%
41,287
-158,713
-79% -$1.62M
EGC
246
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
$418K 0.01%
50,000
-150,000
-75% -$1.25M
VRN
247
DELISTED
Veren
VRN
$413K 0.01%
+65,000
New +$413K
KBLMR
248
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$368K 0.01%
800,000
– –
CNACW
249
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$362K 0.01%
1,645,113
+609,113
+59% +$134K
TWLVW
250
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$360K 0.01%
+1,000,000
New +$360K
8 9
10
11 12