Pointe Capital Management’s VictoryShares US Large Cap High Div Volatility Wtd ETF CDL Stock Holding History

Pointe Capital Management’s Portfolio CDL Stock Details CDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-8,774	Closed	-$412K	–	139
2019 Q2	$412K	Sell	8,774 -2,345	-21%	-$109K	0.34%	88
2019 Q1	$511K	Sell	11,119 -3,755	-25%	-$168K	0.43%	70
2018 Q4	$615K	Sell	14,874 -924	-6%	-$40.8K	0.6%	48
2018 Q3	$729K	Buy	15,798 +525	+3%	+$24.3K	0.57%	47
2018 Q2	$692K	Buy	15,273 +987	+7%	+$44K	0.59%	49
2018 Q1	$631K	Buy	14,286 +1,100	+8%	+$49.5K	0.54%	53
2017 Q4	$597K	Buy	13,186 +5,529	+72%	+$245K	0.48%	60
2017 Q3	$331K	Buy	7,657 +1,579	+26%	+$67.3K	0.24%	113
2017 Q2	$257K	Buy	+6,078	New	+$255K	0.18%	137

Other funds holding CDL

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Pointe Capital Management's CDL Position: Q3 2019 in Review

Pointe Capital Management sold out of VictoryShares US Large Cap High Div Volatility Wtd ETF (CDL) in Q3 2019, closing a stake of 8,774 shares — an estimated $412K sold.

Pointe Capital Management first reported a position in CDL in Q2 2017 and held it in 9 quarters. The position peaked at $729K in Q3 2018. 39 funds tracked by Wall St. Rank hold CDL as of Q3 2019.

Pointe Capital Management reported no remaining VictoryShares US Large Cap High Div Volatility Wtd ETF position as of Q3 2019 after selling out during the quarter.
Pointe Capital Management sold 8,774 VictoryShares US Large Cap High Div Volatility Wtd ETF shares in Q3 2019, an estimated $412K.
Pointe Capital Management first reported a position in VictoryShares US Large Cap High Div Volatility Wtd ETF in Q2 2017 and held it in 9 quarters.
Pointe Capital Management's VictoryShares US Large Cap High Div Volatility Wtd ETF position peaked at $729K in Q3 2018.
39 funds tracked by Wall St. Rank held VictoryShares US Large Cap High Div Volatility Wtd ETF as of Q3 2019.

Based on Pointe Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.