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Planning Alternatives Portfolio holdings

AUM $933M
1-Year Est. Return 28.32%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+28.32%
3 Year Est. Return
+69.64%
5 Year Est. Return
+68.09%
10 Year Est. Return
+196.49%
AUM
$215M
AUM Growth
+$40.2M
Cap. Flow
+$27.7M
Cap. Flow %
12.87%
Top 10 Hldgs %
97.45%
Holding
27
New
3
Increased
8
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$17.3M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$16.5M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$5.16M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$769K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$342K

Top Sells

Rank Stock Value
1
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$8.96M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.44M
3
BND icon
Vanguard Total Bond Market
BND
+$231K
4
IWB icon
iShares Russell 1000 ETF
IWB
+$214K
5
CAT icon
Caterpillar
CAT
+$169K

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.58%
2 Industrials 0.49%
3 Technology 0.31%
4 Consumer Staples 0.26%
5 Consumer Discretionary 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$44.7B
$78.1M 36.32%
11,410,530
+2,549,838
+29% +$17.3M
VXUS icon
2
Vanguard Total International Stock ETF
VXUS
$163B
$55.5M 25.8%
1,106,923
+340,638
+44% +$16.5M
VIG icon
3
Vanguard Dividend Appreciation ETF
VIG
$113B
$25.2M 11.71%
361,781
+4,940
+1% +$342K
IWV icon
4
iShares Russell 3000 ETF
IWV
$20.3B
$20M 9.29%
197,592
+51,536
+35% +$5.16M
SCHM icon
5
Schwab US Mid-Cap ETF
SCHM
$14.9B
$19.6M 9.1%
1,697,328
+6,114
+0.4% +$68.9K
IJH icon
6
iShares Core S&P Mid-Cap ETF
IJH
$124B
$5.24M 2.44%
211,215
+4,325
+2% +$106K
CPWR
7
DELISTED
COMPUWARE CORP
CPWR
$3.32M 1.54%
308,660
-11,932
-4% -$126K
SCHA icon
8
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1.07M 0.5%
88,484
-762,632
-90% -$8.96M
IWB icon
9
iShares Russell 1000 ETF
IWB
$49.1B
$830K 0.39%
8,815
-2,287
-21% -$214K
MINT icon
10
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$769K 0.36%
+7,589
New +$769K
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$766K 0.36%
8,739
+202
+2% +$17.6K
IJR icon
12
iShares Core S&P Small-Cap ETF
IJR
$110B
$611K 0.28%
12,254
-50,414
-80% -$2.44M
PG icon
13
Procter & Gamble
PG
$334B
$562K 0.26%
7,438
+634
+9% +$50.5K
GGG icon
14
Graco
GGG
$12.8B
$511K 0.24%
20,685
– –
F icon
15
Ford
F
$55.3B
$477K 0.22%
28,274
-735
-3% -$12.4K
MSFT icon
16
Microsoft
MSFT
$3.81T
$429K 0.2%
12,887
-100
-0.8% -$3.29K
PCN
17
PIMCO Corporate & Income Strategy Fund
PCN
$880M
$346K 0.16%
20,750
– –
CAT icon
18
Caterpillar
CAT
$368B
$292K 0.14%
3,500
-2,000
-36% -$169K
CHY
19
Calamos Convertible and High Income Fund
CHY
$1.05B
$282K 0.13%
22,525
-700
-3% -$8.66K
GE icon
20
GE Aerospace
GE
$355B
$252K 0.12%
2,204
-60
-3% -$6.88K
AAPL icon
21
Apple
AAPL
$4.67T
$247K 0.11%
14,532
-5,628
-28% -$93.3K
BOND icon
22
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
$225K 0.1%
+2,126
New +$223K
VMO icon
23
Invesco Municipal Opportunity Trust
VMO
$657M
$201K 0.09%
17,050
-1,000
-6% -$11.7K
NUM
24
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$150K 0.07%
+11,651
New +$149K
DNP icon
25
DNP Select Income Fund
DNP
$4.14B
$137K 0.06%
14,289
– –
1
2

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ACM
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AG
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BCM
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FTM
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Planning Alternatives's Q3 2013 Portfolio in Review

As of Q3 2013, Planning Alternatives held 27 positions worth $215M, up 23% from $175M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Planning Alternatives deployed $27.7M of net new capital in Q3 2013, opening 3 new positions and adding to 8 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 7,589 shares worth $769K.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Schwab U.S Small- Cap ETF, an estimated $8.96M trimmed.

  • Planning Alternatives's largest Q3 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 7,589 shares worth $769K.
  • Planning Alternatives added most to Schwab US Broad Market ETF in Q3 2013, an estimated $17.3M increase.
  • Planning Alternatives's biggest Q3 2013 reduction was Schwab U.S Small- Cap ETF, cutting an estimated $8.96M.
  • Planning Alternatives fully exited Vanguard Total Bond Market in Q3 2013, selling an estimated $231K.
  • Planning Alternatives's ten largest holdings make up 97% of its $215M portfolio in Q3 2013.
  • Planning Alternatives opened 3 new positions and closed 2 in Q3 2013.
  • Planning Alternatives's portfolio value rose 23% quarter-over-quarter to $215M.

Based on Planning Alternatives's 13F filing for Q3 2013, filed 4 Nov 2013.