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Planning Alternatives Portfolio holdings

AUM $775M
1-Year Est. Return 18.57%
This Fund
S&P 500
This Quarter Est. Return
+7.59%
1 Year Est. Return
+18.57%
3 Year Est. Return
+50.42%
5 Year Est. Return
+49.24%
10 Year Est. Return
+152.2%
AUM
$328M
AUM Growth
+$113M
Cap. Flow
+$95.9M
Cap. Flow %
29.23%
Top 10 Hldgs %
89.69%
Holding
41
New
16
Increased
10
Reduced
9
Closed
2

Top Buys

1
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.1M
3
VTV icon
Vanguard Value ETF
VTV
+$16.1M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$9.76M
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.76M

Top Sells

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$769K
2
CAT icon
Caterpillar
CAT
+$292K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$220K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$88.1K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$60K

Sector Composition

1 Technology 0.8%
2 Industrials 0.63%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.2%
5 Financials 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
26
Graco
GGG
$12.6B
$539K 0.16%
20,685
– –
GE icon
27
GE Aerospace
GE
$361B
$537K 0.16%
3,999
+1,795
+81% +$226K
MSFT icon
28
Microsoft
MSFT
$2.98T
$471K 0.14%
12,577
-310
-2% -$11.3K
BOND icon
29
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.29B
$470K 0.14%
4,485
+2,359
+111% +$250K
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$111B
$439K 0.13%
8,048
-4,206
-34% -$220K
PCN
31
PIMCO Corporate & Income Strategy Fund
PCN
$879M
$312K 0.1%
19,750
-1,000
-5% -$16.5K
CHY
32
Calamos Convertible and High Income Fund
CHY
$1.06B
$259K 0.08%
20,025
-2,500
-11% -$31.9K
GDX icon
33
VanEck Gold Miners ETF
GDX
$21.8B
$255K 0.08%
+12,068
New +$279K
XOM icon
34
ExxonMobil
XOM
$605B
$224K 0.07%
+2,218
New +$205K
PM icon
35
Philip Morris
PM
$296B
$208K 0.06%
+2,682
New +$234K
VMO icon
36
Invesco Municipal Opportunity Trust
VMO
$664M
$200K 0.06%
17,050
– –
SCHX icon
37
Schwab US Large- Cap ETF
SCHX
$72.4B
$195K 0.06%
+26,604
New +$187K
NUM
38
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$146K 0.04%
11,651
– –
DNP icon
39
DNP Select Income Fund
DNP
$4.18B
$135K 0.04%
14,289
– –
CAT icon
40
Caterpillar
CAT
$404B
– –
-3,500
Closed -$292K
MINT icon
41
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-7,589
Closed -$769K
1
2

Similar funds

WF
WoodTrust Financial Wisconsin Rapids, Wisconsin $775M AUM 19.56% 1-Year Est. Return
GC
Gilbert & Cook West Des Moines, Iowa $774M AUM 17% 1-Year Est. Return
CCMINC
Cardinal Capital Management Inc (North Carolina) Raleigh, North Carolina $776M AUM 26.17% 1-Year Est. Return
BPIM
Brant Point Investment Management New York $776M AUM 41.18% 1-Year Est. Return
TCM
Twin Capital Management Mcmurray, Pennsylvania $776M AUM 28.34% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
SC
Sylebra Capital Palo Alto, California $774M AUM 56.69% 1-Year Est. Return
PC
Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return

Planning Alternatives's Q4 2013 Portfolio in Review

As of Q4 2013, Planning Alternatives held 41 positions worth $328M, up 52% from $215M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

Planning Alternatives deployed $95.9M of net new capital in Q4 2013, opening 16 new positions and adding to 10 existing holdings. Its largest new stake was Vanguard Growth ETF: 1,612,818 shares worth $24M.

By sector, the portfolio is most concentrated in Technology at 0.8% of assets, up from 0.31% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $220K trimmed.

  • Planning Alternatives's largest Q4 2013 buy was Vanguard Growth ETF: 1,612,818 shares worth $24M.
  • Planning Alternatives added most to Schwab US Broad Market ETF in Q4 2013, an estimated $3.09M increase.
  • Planning Alternatives's biggest Q4 2013 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $220K.
  • Planning Alternatives fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2013, selling an estimated $769K.
  • Planning Alternatives's ten largest holdings make up 90% of its $328M portfolio in Q4 2013.
  • Planning Alternatives opened 16 new positions and closed 2 in Q4 2013.
  • Planning Alternatives's portfolio value rose 52% quarter-over-quarter to $328M.

Based on Planning Alternatives's 13F filing for Q4 2013, filed 16 Jan 2014.