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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENR icon
151
Energizer
ENR
$1.5B
$7.59M 0.17%
151,191
-14,499
-9% -$667K
MMM icon
152
3M
MMM
$93.9B
$7.55M 0.17%
51,160
-5,343
-9% -$748K
UCTT
153
Ultra Clean Holdings
UCTT
$3.72B
$7.54M 0.17%
321,344
-25,895
-7% -$524K
NXST icon
154
Nexstar Media Group
NXST
$5.91B
$7.53M 0.16%
64,243
-12,220
-16% -$1.28M
TVRD
155
Tvardi Therapeutics
TVRD
$22M
$7.51M 0.16%
12,942
+3,279
+34% +$2.3M
NVS icon
156
Novartis
NVS
$298B
$7.4M 0.16%
78,185
+424
+0.5% +$38K
GD icon
157
General Dynamics
GD
$107B
$7.28M 0.16%
41,297
+1,286
+3% +$231K
TFC icon
158
Truist Financial
TFC
$63.4B
$7.25M 0.16%
128,779
+6,344
+5% +$344K
PTCT icon
159
PTC Therapeutics
PTCT
$6.23B
$7.17M 0.16%
149,288
-15,130
-9% -$643K
KO icon
160
Coca-Cola
KO
$374B
$6.96M 0.15%
125,703
-684
-0.5% -$36.8K
RDS.B
161
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$6.92M 0.15%
115,409
+6,802
+6% +$400K
VLO icon
162
Valero Energy
VLO
$90.7B
$6.91M 0.15%
73,770
-9,583
-11% -$906K
DFS
163
DELISTED
Discover Financial Services
DFS
$6.75M 0.15%
79,581
-495
-0.6% -$40.8K
HAS icon
164
Hasbro
HAS
$13.3B
$6.61M 0.14%
62,609
+10,460
+20% +$1.09M
GS icon
165
Goldman Sachs
GS
$301B
$6.56M 0.14%
28,545
+2,453
+9% +$532K
CLVS
166
DELISTED
Clovis Oncology, Inc.
CLVS
$6.55M 0.14%
+628,360
New +$4.57M
IMGN
167
DELISTED
Immunogen Inc
IMGN
$6.49M 0.14%
1,271,187
-86,940
-6% -$295K
FEM icon
168
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$6.49M 0.14%
244,394
-3,604
-1% -$88.7K
GM icon
169
General Motors
GM
$77.2B
$6.46M 0.14%
176,408
-5,620
-3% -$204K
MNA icon
170
IQ ARB Merger Arbitrage ETF
MNA
$253M
$6.45M 0.14%
194,380
+13,080
+7% +$427K
PRTA icon
171
Prothena Corp
PRTA
$468M
$6.33M 0.14%
399,787
+211,319
+112% +$2.27M
TDS icon
172
Telephone and Data Systems
TDS
$3.84B
$6.27M 0.14%
246,559
+315
+0.1% +$7.72K
LSXMK
173
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$6.26M 0.14%
170,872
-21,145
-11% -$738K
BNY
174
Bank of New York Mellon
BNY
$108B
$6.23M 0.14%
123,816
-9,684
-7% -$462K
BDX icon
175
Becton Dickinson
BDX
$48.9B
$6.2M 0.14%
23,373
-851
-4% -$212K
5 6
7
8 9

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SFM
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HKAM
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SUT
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.