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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.62%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
126
Kimberly-Clark
KMB
$35.9B
$8.69M 0.19%
79,693
-863
-1% -$95.1K
VCSH icon
127
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$8.69M 0.19%
109,005
-2,725
-2% -$217K
NEE icon
128
NextEra Energy
NEE
$177B
$8.43M 0.19%
345,812
-20,448
-6% -$520K
TMUS icon
129
T-Mobile US
TMUS
$191B
$8.29M 0.18%
208,340
-350
-0.2% -$14K
BAC icon
130
Bank of America
BAC
$447B
$8.22M 0.18%
527,595
+61,967
+13% +$1.04M
CWB icon
131
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$8.06M 0.18%
180,177
-18,687
-9% -$867K
BOND icon
132
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$8.02M 0.18%
76,037
-488
-0.6% -$52.1K
VV icon
133
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$7.99M 0.18%
90,761
+8,096
+10% +$756K
PAYX icon
134
Paychex
PAYX
$43.1B
$7.99M 0.18%
167,734
+1,466
+0.9% +$68.4K
PM icon
135
Philip Morris
PM
$290B
$7.88M 0.17%
99,275
-514
-0.5% -$42.3K
KMI icon
136
Kinder Morgan
KMI
$69.9B
$7.73M 0.17%
279,120
+49,211
+21% +$1.63M
ES icon
137
Eversource Energy
ES
$26.8B
$7.64M 0.17%
151,012
-3,279
-2% -$158K
RAX
138
DELISTED
Rackspace Hosting Inc
RAX
$7.63M 0.17%
309,142
+20,985
+7% +$676K
F icon
139
Ford
F
$55.8B
$7.63M 0.17%
562,079
-16,459
-3% -$235K
QAI icon
140
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$7.56M 0.17%
262,625
+152,830
+139% +$4.48M
GS icon
141
Goldman Sachs
GS
$301B
$7.5M 0.17%
43,194
+187
+0.4% +$36.7K
NVS icon
142
Novartis
NVS
$298B
$7.46M 0.17%
90,585
-2,449
-3% -$218K
QCOM icon
143
Qualcomm
QCOM
$170B
$7.41M 0.16%
137,962
-15,975
-10% -$949K
LQD icon
144
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$7.38M 0.16%
63,569
-17,623
-22% -$2.04M
CF icon
145
CF Industries
CF
$18.4B
$7.34M 0.16%
163,455
+3,770
+2% +$219K
LUMN icon
146
Lumen
LUMN
$6.85B
$7.33M 0.16%
291,670
-12,402
-4% -$343K
BND icon
147
Vanguard Total Bond Market
BND
$161B
$7.29M 0.16%
88,978
-2,903
-3% -$237K
SWKS icon
148
Skyworks Solutions
SWKS
$10.4B
$7.19M 0.16%
85,380
+12,125
+17% +$1.11M
AMLP icon
149
Alerian MLP ETF
AMLP
$13.3B
$7.17M 0.16%
114,972
+20,835
+22% +$1.52M
EQR icon
150
Equity Residential
EQR
$24.7B
$7.16M 0.16%
95,276
-740
-0.8% -$54.4K
4 5
6
7 8

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.