Pinnacle Associates’s NYLI Hedge Multi-Strategy Tracker ETF QAI Stock Holding History

Pinnacle Associates’s Portfolio QAI Stock Details QAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,180	Closed	-$269K	–	647
2016 Q3	$269K	Sell	9,180 -1,625	-15%	-$47.6K	0.01%	553
2016 Q2	$315K	Sell	10,805 -196,235	-95%	-$5.69M	0.01%	535
2016 Q1	$5.97M	Sell	207,040 -29,380	-12%	-$829K	0.13%	170
2015 Q4	$6.73M	Sell	236,420 -26,205	-10%	-$757K	0.14%	156
2015 Q3	$7.56M	Buy	262,625 +152,830	+139%	+$4.48M	0.17%	140
2015 Q2	$3.25M	Buy	+109,795	New	+$3.29M	0.06%	243

Other funds holding QAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

Private Vista Chicago, Illinois $207M AUM 1.59% 1-Year Est. Return

AT Bancorp Dubuque, Iowa $823M AUM 0.35% 1-Year Est. Return

BWM

Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Pinnacle Associates's QAI Position: Q4 2016 in Review

Pinnacle Associates sold out of NYLI Hedge Multi-Strategy Tracker ETF (QAI) in Q4 2016, closing a stake of 9,180 shares — an estimated $269K sold.

Pinnacle Associates first reported a position in QAI in Q2 2015 and held it in 6 quarters. The position peaked at $7.56M in Q3 2015. 102 funds tracked by Wall St. Rank hold QAI as of Q4 2016.

Pinnacle Associates reported no remaining NYLI Hedge Multi-Strategy Tracker ETF position as of Q4 2016 after selling out during the quarter.
Pinnacle Associates sold 9,180 NYLI Hedge Multi-Strategy Tracker ETF shares in Q4 2016, an estimated $269K.
Pinnacle Associates first reported a position in NYLI Hedge Multi-Strategy Tracker ETF in Q2 2015 and held it in 6 quarters.
Pinnacle Associates's NYLI Hedge Multi-Strategy Tracker ETF position peaked at $7.56M in Q3 2015.
102 funds tracked by Wall St. Rank held NYLI Hedge Multi-Strategy Tracker ETF as of Q4 2016.

Based on Pinnacle Associates's 13F filing for Q4 2016, filed 10 Feb 2017.