We are live on ! Find out more
PA

Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRI
601
DELISTED
Everi Holdings
EVRI
$251K ﹤0.01%
33,250
-15,000
-31% -$121K
SFL icon
602
SFL Corp
SFL
$1.61B
$251K ﹤0.01%
16,225
-157
-1% -$2.36K
COR icon
603
Cencora
COR
$61.2B
$250K ﹤0.01%
2,725
-270
-9% -$22.3K
XLI icon
604
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$247K ﹤0.01%
3,265
+114
+4% +$8.29K
NLY icon
605
Annaly Capital Management
NLY
$17.4B
$246K ﹤0.01%
5,171
-157
-3% -$7.45K
OKE icon
606
Oneok
OKE
$54.5B
$245K ﹤0.01%
4,585
– –
ATI icon
607
ATI
ATI
$31B
$244K ﹤0.01%
10,115
– –
PRGO icon
608
Perrigo
PRGO
$1.78B
$244K ﹤0.01%
2,799
-4,500
-62% -$386K
INDA icon
609
iShares MSCI India ETF
INDA
$6.63B
$243K ﹤0.01%
6,750
– –
ELD icon
610
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$242K ﹤0.01%
+6,300
New +$240K
AEG icon
611
Aegon
AEG
$14.1B
$241K ﹤0.01%
47,130
– –
REM icon
612
iShares Mortgage Real Estate ETF
REM
$543M
$241K ﹤0.01%
5,325
+155
+3% +$7.13K
CTT
613
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$239K ﹤0.01%
+18,200
New +$236K
AIN icon
614
Albany International
AIN
$1.78B
$238K ﹤0.01%
3,875
-300
-7% -$18.1K
IWR icon
615
iShares Russell Mid-Cap ETF
IWR
$57.5B
$238K ﹤0.01%
4,580
+4
+0.1% +$203
CY
616
DELISTED
Cypress Semiconductor
CY
$236K ﹤0.01%
+15,500
New +$246K
SLF icon
617
Sun Life Financial
SLF
$45.4B
$234K ﹤0.01%
5,658
– –
VTV icon
618
Vanguard Morningstar Value ETF
VTV
$192B
$231K ﹤0.01%
2,176
– –
ADI icon
619
Analog Devices
ADI
$190B
$228K ﹤0.01%
2,563
-11
-0.4% -$974
ULQ
620
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$227K ﹤0.01%
4,535
-350
-7% -$17.5K
SPSB icon
621
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$226K ﹤0.01%
7,424
-200
-3% -$6.11K
NJR icon
622
New Jersey Resources
NJR
$5.58B
$225K ﹤0.01%
5,588
– –
RDI icon
623
Reading International Class A
RDI
$34.3M
$224K ﹤0.01%
13,430
– –
MNK
624
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$223K ﹤0.01%
9,900
+1,875
+23% +$50.3K
SEE
625
DELISTED
Sealed Air
SEE
$222K ﹤0.01%
+4,512
New +$207K
23 24
25
26 27

Similar funds

LCAM
London & Capital Asset Management London, United Kingdom $9.18B AUM 25.04% 1-Year Est. Return
SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
HKAM
Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return

Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.