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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+25.53%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.92B
AUM Growth
+$714M
Cap. Flow
-$137M
Cap. Flow %
-2.79%
Top 10 Hldgs %
19.76%
Holding
723
New
46
Increased
218
Reduced
364
Closed
20

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$13.8M
2
TLS icon
Telos
TLS
+$8.88M
3
MSGS icon
Madison Square Garden
MSGS
+$6.53M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.45M
5
RCL icon
Royal Caribbean
RCL
+$6.21M

Top Sells

Rank Stock Value
1
PLUG icon
Plug Power
PLUG
+$46M
2
LRCX icon
Lam Research
LRCX
+$18.3M
3
AAPL icon
Apple
AAPL
+$11.9M
4
QRVO icon
Qorvo
QRVO
+$4.97M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 25.69%
2 Healthcare 12.91%
3 Industrials 12.51%
4 Communication Services 9.4%
5 Consumer Discretionary 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
526
Vanguard Health Care ETF
VHT
$19B
$474K 0.01%
2,120
– –
BNTX icon
527
BioNTech
BNTX
$23.4B
$472K 0.01%
+5,795
New +$569K
GEOS icon
528
Geospace Technologies
GEOS
$67.7M
$471K 0.01%
+54,986
New +$376K
SR icon
529
Spire
SR
$4.87B
$466K 0.01%
7,270
-700
-9% -$42.7K
FEM icon
530
First Trust Emerging Markets AlphaDEX Fund
FEM
$791M
$464K 0.01%
18,351
-109
-0.6% -$2.52K
DWX icon
531
State Street SPDR S&P International Dividend ETF
DWX
$529M
$461K 0.01%
12,620
-725
-5% -$25.5K
NRK icon
532
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$917M
$457K 0.01%
33,805
-1,315
-4% -$17.2K
SYF icon
533
Synchrony
SYF
$25.5B
$455K 0.01%
13,107
+863
+7% +$25.9K
BIDU icon
534
Baidu
BIDU
$35.2B
$450K 0.01%
2,081
-80
-4% -$11.9K
WTRG icon
535
Essential Utilities
WTRG
$11.3B
$449K 0.01%
9,487
-1,800
-16% -$80K
LBTYK icon
536
Liberty Global Class C
LBTYK
$3.45B
$444K 0.01%
18,777
-4,050
-18% -$87.8K
IBDP
537
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$441K 0.01%
16,600
– –
B
538
Barrick Mining
B
$67.7B
$427K 0.01%
18,740
-14,523
-44% -$368K
BKLN icon
539
Invesco Senior Loan ETF
BKLN
$6.75B
$424K 0.01%
19,038
+5,410
+40% +$119K
CUBE icon
540
CubeSmart
CUBE
$9.27B
$423K 0.01%
12,588
+3
+0% +$100
UBER icon
541
Uber
UBER
$156B
$423K 0.01%
8,300
+80
+1% +$3.58K
HUM icon
542
Humana
HUM
$45.8B
$420K 0.01%
1,023
-275
-21% -$114K
IBDR icon
543
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
$417K 0.01%
15,400
– –
PGR icon
544
Progressive
PGR
$122B
$412K 0.01%
4,170
– –
MKC icon
545
McCormick & Company Non-Voting
MKC
$14.2B
$410K 0.01%
4,292
– –
SPLV icon
546
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
$399K 0.01%
7,094
-149
-2% -$8.18K
PPG icon
547
PPG Industries
PPG
$25.5B
$398K 0.01%
2,762
-1
-0% -$139
INTF icon
548
iShares International Equity Factor ETF
INTF
$3.75B
$396K 0.01%
14,563
+3
+0% +$77
VGSH icon
549
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$396K 0.01%
6,425
-11,035
-63% -$684K
IWB icon
550
iShares Russell 1000 ETF
IWB
$50.1B
$394K 0.01%
1,860
+480
+35% +$95.8K
20 21
22
23 24

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LCAM
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SFM
Soros Fund Management New York $9.12B AUM 30.69% 1-Year Est. Return
SUT
SC US (TTGP) Menlo Park, California $9.25B AUM 20.49% 1-Year Est. Return
VAS
Vestmark Advisory Solutions Wakefield, Massachusetts $9.02B AUM 20.58% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
AI
Axiom Investors Greenwich, Connecticut $8.99B AUM 44.68% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return

Pinnacle Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Pinnacle Associates held 723 positions worth $4.92B, up 17% from $4.21B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Pinnacle Associates's Q4 2020 filing shows 46 new, 218 increased, 364 reduced and 20 closed positions. Its largest new stake was Telos: 372,190 shares worth $12.3M. The largest sale was Plug Power, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Industrials.

  • Pinnacle Associates's largest Q4 2020 buy was Telos: 372,190 shares worth $12.3M.
  • Pinnacle Associates added most to Johnson & Johnson in Q4 2020, an estimated $13.8M increase.
  • Pinnacle Associates's biggest Q4 2020 reduction was Plug Power, cutting an estimated $46M.
  • Pinnacle Associates fully exited Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock in Q4 2020, selling an estimated $2.32M.
  • Pinnacle Associates's ten largest holdings make up 20% of its $4.92B portfolio in Q4 2020.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q4 2020.
  • Pinnacle Associates's portfolio value rose 17% quarter-over-quarter to $4.92B.

Based on Pinnacle Associates's 13F filing for Q4 2020, filed 26 Jan 2021.