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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+932.39%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
526
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$307K 0.01%
14,578
+4,724
+48% +$100K
HPQ icon
527
HP
HPQ
$27.3B
$305K 0.01%
18,924
+5,741
+44% +$93.1K
XLY icon
528
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$305K 0.01%
9,142
-1,364
-13% -$46.1K
ULQ
529
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$302K 0.01%
+6,020
New +$302K
AIG icon
530
American International
AIG
$40.7B
$299K 0.01%
5,541
+700
+14% +$38.2K
J icon
531
Jacobs Solutions
J
$17.2B
$298K 0.01%
7,375
+1,572
+27% +$68.5K
PCL
532
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$296K 0.01%
7,593
+318
+4% +$13.3K
HCR
533
DELISTED
Hi-Crush Inc. Common Stock
HCR
$289K 0.01%
5,600
-5,254
-48% -$328K
SFL icon
534
SFL Corp
SFL
$1.58B
$287K 0.01%
16,957
– –
ZTS icon
535
Zoetis
ZTS
$30.9B
$286K 0.01%
7,744
+200
+3% +$6.85K
MHFI
536
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$286K 0.01%
3,390
+125
+4% +$10.3K
IWS icon
537
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$285K 0.01%
4,067
-156
-4% -$11.2K
CELG
538
DELISTED
Celgene Corp
CELG
$284K 0.01%
2,998
– –
IGE icon
539
iShares North American Natural Resources ETF
IGE
$778M
$283K 0.01%
6,322
-399
-6% -$19.2K
OCSL icon
540
Oaktree Specialty Lending
OCSL
$1.12B
$282K 0.01%
10,228
+634
+7% +$18.5K
HOG icon
541
Harley-Davidson
HOG
$2.72B
$281K 0.01%
4,829
+849
+21% +$54.3K
MOO icon
542
VanEck Agribusiness ETF
MOO
$978M
$280K 0.01%
+5,300
New +$286K
SLCA
543
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$272K 0.01%
4,350
-1,900
-30% -$118K
RNDY
544
DELISTED
ROUNDYS INC COM STK
RNDY
$272K 0.01%
90,950
-3,200
-3% -$13K
ROK icon
545
Rockwell Automation
ROK
$48.3B
$269K 0.01%
2,444
-75
-3% -$8.81K
PNRA
546
DELISTED
Panera Bread Co
PNRA
$268K 0.01%
+1,647
New +$248K
CG icon
547
Carlyle Group
CG
$17.2B
$266K 0.01%
8,737
+255
+3% +$8.31K
NRK icon
548
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
$265K 0.01%
20,678
-13,020
-39% -$169K
VUG icon
549
Vanguard Morningstar Growth ETF
VUG
$230B
$264K 0.01%
15,882
-1,026
-6% -$17.1K
IWM icon
550
iShares Russell 2000 ETF
IWM
$81.5B
$263K 0.01%
2,401
+167
+7% +$19.1K
20 21
22
23 24

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SFM
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HKAM
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SUT
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VAS
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IAA
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AI
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WPL
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.