Pinnacle Associates’s Direxion Auspice Broad Commodity Strategy ETF COM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-37,675	Closed	-$1.19M	–	794
2021 Q3	$1.19M	Buy	37,675 +23,300	+162%	+$738K	0.02%	410
2021 Q2	$435K	Buy	+14,375	New	+$435K	0.01%	575