PineBridge Investments’s Northern Oil and Gas NOG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-576	Closed	-$8K	–	1187
2017 Q2	$8K	Buy	576 +7	+1%	+$135	﹤0.01%	1120
2017 Q1	$15K	Buy	569 +2	+0.4%	+$61	﹤0.01%	1092
2016 Q4	$15K	Hold	567	–	–	﹤0.01%	1149
2016 Q3	$15K	Sell	567 -47	-8%	-$1.72K	﹤0.01%	1073
2016 Q2	$28K	Hold	614	–	–	﹤0.01%	1039
2016 Q1	$25K	Sell	614 -87	-12%	-$2.96K	﹤0.01%	1035
2015 Q4	$27K	Sell	701 -57	-8%	-$2.71K	﹤0.01%	1028
2015 Q3	$34K	Buy	758 +72	+10%	+$3.69K	﹤0.01%	1013
2015 Q2	$46K	Sell	686 -709	-51%	-$54.2K	﹤0.01%	964
2015 Q1	$108K	Buy	1,395 +121	+9%	+$8.74K	﹤0.01%	898
2014 Q4	$72K	Buy	1,274 +59	+5%	+$5.66K	﹤0.01%	968
2014 Q3	$172K	Buy	1,215 +338	+39%	+$54.2K	0.01%	700
2014 Q2	$142K	Sell	877 -541	-38%	-$82.4K	0.01%	674
2014 Q1	$208K	Sell	1,418 -142	-9%	-$20.6K	0.01%	743
2013 Q4	$235K	Buy	1,560 +893	+134%	+$142K	0.01%	730
2013 Q3	$96K	Hold	667	–	–	﹤0.01%	738
2013 Q2	$89K	Buy	+667	New	+$90.1K	﹤0.01%	740