Pine River Capital Management’s Occidental Petroleum OXY Stock Holding History

Pine River Capital Management’s Portfolio OXY Stock Details OXY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,300	Closed	-$751K	–	435
2016 Q3	$751K	Sell	10,300 -4,200	-29%	-$314K	0.01%	257
2016 Q2	$1.1K	Sell	14,500 -14,100	-49%	-$1.05M	﹤0.01%	270
2016 Q1	$1.96M	Buy	+28,600	New	+$1.92M	0.03%	232
2015 Q1	–	Sell	-15,243	Closed	-$1.23M	–	750
2014 Q4	$1.23M	Sell	15,243 -3,885	-20%	-$322K	0.02%	487
2014 Q3	$1.76M	Buy	19,128 +6,576	+52%	+$631K	0.02%	493
2014 Q2	$1.24M	Buy	+12,552	New	+$1.18M	0.02%	492

Other funds holding OXY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Pine River Capital Management's OXY Position: Q4 2016 in Review

Pine River Capital Management sold out of Occidental Petroleum (OXY) in Q4 2016, closing a stake of 10,300 shares — an estimated $751K sold.

Pine River Capital Management first reported a position in OXY in Q2 2014 and held it in 6 quarters. The position peaked at $1.96M in Q1 2016. 1,076 funds tracked by Wall St. Rank hold OXY as of Q4 2016.

Pine River Capital Management reported no remaining Occidental Petroleum position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 10,300 Occidental Petroleum shares in Q4 2016, an estimated $751K.
Pine River Capital Management first reported a position in Occidental Petroleum in Q2 2014 and held it in 6 quarters.
Pine River Capital Management's Occidental Petroleum position peaked at $1.96M in Q1 2016.
1,076 funds tracked by Wall St. Rank held Occidental Petroleum as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.