Pine River Capital Management’s Northrop Grumman NOC Stock Holding History

Pine River Capital Management’s Portfolio NOC Stock Details NOC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-6,100	Closed	-$1.21M	–	536
2016 Q1	$1.21M	Buy	+6,100	New	+$1.15M	0.02%	286
2015 Q3	–	Sell	-3,100	Closed	-$492K	–	696
2015 Q2	$492K	Buy	+3,100	New	+$496K	0.01%	584
2014 Q4	–	Sell	-1,975	Closed	-$260K	–	885
2014 Q3	$260K	Buy	+1,975	New	+$249K	﹤0.01%	861

Other funds holding NOC

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Pine River Capital Management's NOC Position: Q2 2016 in Review

Pine River Capital Management sold out of Northrop Grumman (NOC) in Q2 2016, closing a stake of 6,100 shares — an estimated $1.21M sold.

Pine River Capital Management first reported a position in NOC in Q3 2014 and held it in 3 quarters. The position peaked at $1.21M in Q1 2016. 826 funds tracked by Wall St. Rank hold NOC as of Q2 2016.

Pine River Capital Management reported no remaining Northrop Grumman position as of Q2 2016 after selling out during the quarter.
Pine River Capital Management sold 6,100 Northrop Grumman shares in Q2 2016, an estimated $1.21M.
Pine River Capital Management first reported a position in Northrop Grumman in Q3 2014 and held it in 3 quarters.
Pine River Capital Management's Northrop Grumman position peaked at $1.21M in Q1 2016.
826 funds tracked by Wall St. Rank held Northrop Grumman as of Q2 2016.

Based on Pine River Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.