Pine River Capital Management’s Brookfield BN Stock Holding History

Pine River Capital Management’s Portfolio BN Stock Details BN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-165,434	Closed	-$2.24M	–	404
2016 Q2	$2.24M	Sell	165,434 -2,647	-2%	-$31.7K	0.02%	183
2016 Q1	$2.36M	Sell	168,081 -64,885	-28%	-$699K	0.03%	212
2015 Q4	$3.09M	Hold	232,966	–	–	0.04%	237
2015 Q3	$3.02M	Sell	232,966 -14,970	-6%	-$175K	0.04%	242
2015 Q2	$3.45M	Buy	247,936 +42,684	+21%	+$543K	0.04%	259
2015 Q1	$2.95M	Buy	205,252 +21,357	+12%	+$265K	0.04%	245
2014 Q4	$2.33M	Buy	183,895 +23,702	+15%	+$267K	0.03%	379
2014 Q3	$1.8M	Buy	+160,193	New	+$1.72M	0.02%	485

Other funds holding BN

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BGC

Beutel, Goodman & Co Toronto, Ontario, Canada $13.6B AUM 17.82% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Pine River Capital Management's BN Position: Q3 2016 in Review

Pine River Capital Management sold out of Brookfield (BN) in Q3 2016, closing a stake of 165,434 shares — an estimated $2.24M sold.

Pine River Capital Management first reported a position in BN in Q3 2014 and held it in 8 quarters. The position peaked at $3.45M in Q2 2015. 341 funds tracked by Wall St. Rank hold BN as of Q3 2016.

Pine River Capital Management reported no remaining Brookfield position as of Q3 2016 after selling out during the quarter.
Pine River Capital Management sold 165,434 Brookfield shares in Q3 2016, an estimated $2.24M.
Pine River Capital Management first reported a position in Brookfield in Q3 2014 and held it in 8 quarters.
Pine River Capital Management's Brookfield position peaked at $3.45M in Q2 2015.
341 funds tracked by Wall St. Rank held Brookfield as of Q3 2016.

Based on Pine River Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.