Pine River Capital Management’s Franklin Resources BEN Stock Holding History

Pine River Capital Management’s Portfolio BEN Stock Details BEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-20,324	Closed	-$723K	–	373
2016 Q3	$723K	Hold	20,324	–	–	0.01%	352
2016 Q2	$678	Hold	20,324	–	–	﹤0.01%	361
2016 Q1	$794K	Sell	20,324 -8,297	-29%	-$294K	0.01%	503
2015 Q4	$1.05M	Sell	28,621 -13,500	-32%	-$528K	0.01%	400
2015 Q3	$1.57M	Buy	+42,121	New	+$1.82M	0.02%	305
2015 Q1	–	Sell	-35,100	Closed	-$1.95M	–	628
2014 Q4	$1.95M	Buy	+35,100	New	+$1.94M	0.02%	428

Other funds holding BEN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HCM

Highfields Capital Management Boston, Massachusetts $68.3M AUM 21.64% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Pzena Investment Management New York $30.8B AUM 11.29% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ACM

Abrams Capital Management Boston, Massachusetts $4.64B AUM 1.52% 1-Year Est. Return

Kiltearn Partners Edinburgh, United Kingdom $372M AUM 18.16% 1-Year Est. Return

VVP

Vulcan Value Partners Birmingham, Alabama $3.77B AUM 9.63% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Pine River Capital Management's BEN Position: Q4 2016 in Review

Pine River Capital Management sold out of Franklin Resources (BEN) in Q4 2016, closing a stake of 20,324 shares — an estimated $723K sold.

Pine River Capital Management first reported a position in BEN in Q4 2014 and held it in 6 quarters. The position peaked at $1.95M in Q4 2014. 549 funds tracked by Wall St. Rank hold BEN as of Q4 2016.

Pine River Capital Management reported no remaining Franklin Resources position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 20,324 Franklin Resources shares in Q4 2016, an estimated $723K.
Pine River Capital Management first reported a position in Franklin Resources in Q4 2014 and held it in 6 quarters.
Pine River Capital Management's Franklin Resources position peaked at $1.95M in Q4 2014.
549 funds tracked by Wall St. Rank held Franklin Resources as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.