Pine River Capital Management’s Baxter International BAX Stock Holding History

Pine River Capital Management’s Portfolio BAX Stock Details BAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15,474	Closed	-$737K	–	372
2016 Q3	$737K	Sell	15,474 -300	-2%	-$14.1K	0.01%	315
2016 Q2	$713K	Sell	15,774 -25,945	-62%	-$1.14M	0.01%	357
2016 Q1	$1.71M	Buy	41,719 +32,766	+366%	+$1.25M	0.03%	243
2015 Q4	$342K	Hold	8,953	–	–	﹤0.01%	585
2015 Q3	$294K	Sell	8,953 -35,192	-80%	-$1.33M	﹤0.01%	586
2015 Q2	$1.68M	Buy	44,145 +4,006	+10%	+$150K	0.02%	335
2015 Q1	$1.49M	Buy	40,139 +33,850	+538%	+$1.28M	0.02%	338
2014 Q4	$250K	Hold	6,289	–	–	﹤0.01%	653
2014 Q3	$245K	Buy	+6,289	New	+$255K	﹤0.01%	891

Other funds holding BAX

Third Point New York $4.68B AUM 37.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

VAM

Veritas Asset Management London, United Kingdom $5.56B AUM 3.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Pine River Capital Management's BAX Position: Q4 2016 in Review

Pine River Capital Management sold out of Baxter International (BAX) in Q4 2016, closing a stake of 15,474 shares — an estimated $737K sold.

Pine River Capital Management first reported a position in BAX in Q3 2014 and held it in 9 quarters. The position peaked at $1.71M in Q1 2016. 921 funds tracked by Wall St. Rank hold BAX as of Q4 2016.

Pine River Capital Management reported no remaining Baxter International position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 15,474 Baxter International shares in Q4 2016, an estimated $737K.
Pine River Capital Management first reported a position in Baxter International in Q3 2014 and held it in 9 quarters.
Pine River Capital Management's Baxter International position peaked at $1.71M in Q1 2016.
921 funds tracked by Wall St. Rank held Baxter International as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.