Pine River Capital Management’s Avantax, Inc. Common Stock AVTA Stock Holding History

Pine River Capital Management’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-713,000	Closed	-$10.9M	–	992
2014 Q3	$10.9M	Sell	713,000 -152,687	-18%	-$2.52M	0.13%	154
2014 Q2	$16.3M	Buy	865,687 +667,642	+337%	+$12.6M	0.25%	84
2014 Q1	$3.9M	Sell	198,045 -5,075	-2%	-$117K	0.06%	310
2013 Q4	$5.92M	Buy	203,120 +144,020	+244%	+$3.89M	0.07%	278
2013 Q3	$1.36M	Hold	59,100	–	–	0.01%	378
2013 Q2	$1.1M	Buy	+59,100	New	+$1M	0.02%	366

Other funds holding AVTA

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Loews Corp New York $12.5B AUM 4.69% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

ACM

Altalis Capital Management New York $79.7M AUM 1.72% 1-Year Est. Return

Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Pine River Capital Management's AVTA Position: Q4 2014 in Review

Pine River Capital Management sold out of Avantax, Inc. Common Stock (AVTA) in Q4 2014, closing a stake of 713,000 shares — an estimated $10.9M sold.

Pine River Capital Management first reported a position in AVTA in Q2 2013 and held it in 6 quarters. The position peaked at $16.3M in Q2 2014. 165 funds tracked by Wall St. Rank hold AVTA as of Q4 2014.

Pine River Capital Management reported no remaining Avantax, Inc. Common Stock position as of Q4 2014 after selling out during the quarter.
Pine River Capital Management sold 713,000 Avantax, Inc. Common Stock shares in Q4 2014, an estimated $10.9M.
Pine River Capital Management first reported a position in Avantax, Inc. Common Stock in Q2 2013 and held it in 6 quarters.
Pine River Capital Management's Avantax, Inc. Common Stock position peaked at $16.3M in Q2 2014.
165 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q4 2014.

Based on Pine River Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.