PRCM
AVTA

Pine River Capital Management’s Avantax, Inc. Common Stock AVTA Stock Holding History

Pine River Capital Management’s Portfolio AVTA Stock Details AVTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-713,000
Closed -$10.9M – 1021
2014
Q3 		$10.9M Sell
713,000
-152,687
-18% -$2.52M 0.2% 154
2014
Q2 		$16.3M Buy
865,687
+667,642
+337% +$12.6M 0.38% 84
2014
Q1 		$3.9M Sell
198,045
-5,075
-2% -$117K 0.1% 310
2013
Q4 		$5.92M Buy
203,120
+144,020
+244% +$3.89M 0.12% 278
2013
Q3 		$1.36M Hold
59,100
– – 0.03% 378
2013
Q2 		$1.1M Buy
+59,100
New +$1M 0.03% 366

Other funds holding AVTA

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
LC
Loews Corp New York $11.9B AUM 8.99% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
ACM
Altalis Capital Management New York $73M AUM 1.72% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return