PFG Investments Portfolio holdings

AUM $1.56B

AUM

$1.56B

AUM Growth

-$47.9M (-3%)

Cap. Flow

+$26.6M

Cap. Flow % of AUM

1.71%

Top 10 Holdings %Top 10 Hldgs %

24.3%

Holding

1,109

New

Increased

427

Reduced

447

Closed

Top Buys

1	PIMCO Enhanced Short Maturity Active ESG ETF EMNT	$5.55M
2	PIMCO Dynamic Income Fund PDI	$3.53M
3	Fidelity National Financial FNF	$2.94M
4	Prospect Capital PSEC	$2.49M
5	Virtus Reaves Utilities ETF UTES	$2.38M

Top Sells

1	Apple AAPL	$16.2M
2	Gilead Sciences GILD	$2.8M
3	iShares US Treasury Bond ETF GOVT	$2.42M
4	Aldeyra Therapeutics ALDX	$1.7M
5	QQQH NEOS Nasdaq-100 Hedged Equity Income ETF QQQH	$1.46M

Sector Composition

1	Technology	20.24%
2	Consumer Discretionary	7.6%
3	Financials	7.41%
4	Healthcare	5.71%
5	Communication Services	5.58%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1051	1051 Globalstar GSAT $2.39B	$0	0%	0 -12,000	Closed	–
1052	1052 Hewlett Packard HPE $23.2B	$0	0%	0 -14,001	Closed	–
1053	IMMP 1053 Immutep IMMP $281M	$0	0%	0 -51,000	Closed	–
1054	1054 Renaissance IPO ETF IPO $140M	$0	0%	0 -5,273	Closed	–
1055	1055 iShares Core 1-5 Year USD Bond ETF ISTB $4.46B	$0	0%	0 -4,942	Closed	–
1056	1056 iShares US Home Construction ETF ITB $2.11B	$0	0%	0 -2,406	Closed	–
1057	1057 iShares Global Tech ETF IXN $4.88B	$0	0%	0 -2,591	Closed	–
1058	1058 Kinross Gold KGC $18.1B	$0	0%	0 -14,841	Closed	–
1059	1059 KKR & Co KKR $108B	$0	0%	0 -1,769	Closed	–
1060	1060 Know Labs, Inc. KNW $3.72M	$0	0%	0 -180,000	Closed	–
1061	KUKE 1061 Kuke Music KUKE $23.6M	$0	0%	0 -72,000	Closed	–
1062	LITB 1062 LightInTheBox LITB $21.8M	$0	0%	0 -14,400	Closed	–
1063	1063 Mustang Bio MBIO $5.6M	$0	0%	0 -22,119	Closed	–
1064	1064 Middleby MIDD $7.91B	$0	0%	0 -1,531	Closed	–
1065	1065 MP Materials MP $3.2B	$0	0%	0 -18,160	Closed	–
1066	1066 Vail Resorts MTN $6.15B	$0	0%	0 -1,220	Closed	–
1067	NCV 1067 Virtus Convertible & Income Fund NCV $301M	$0	0%	0 -20,316	Closed	–
1068	1068 Vitamin Cottage Natural Grocers NGVC $1.11B	$0	0%	0 -5,638	Closed	–
1069	1069 Sunnova Energy NOVA $27.3M	$0	0%	0 -18,345	Closed	–
1070	1070 Energy Vault NRGV $146M	$0	0%	0 -18,600	Closed	–
1071	1071 Nu Holdings NU $58.9B	$0	0%	0 -36,990	Closed	–
1072	1072 Direxion Daily Gold Miners Index Bull 2X Shares NUGT $544M	$0	0%	0 -10,354	Closed	–
1073	1073 Owens Corning OC $11.4B	$0	0%	0 -1,717	Closed	–
1074	1074 Pampa Energía PAM $4.43B	$0	0%	0 -2,575	Closed	–
1075	1075 Global X US Preferred ETF PFFD $2.28B	$0	0%	0 -17,317	Closed	–