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PI

PFG Investments Portfolio holdings

AUM $2.58B
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.7%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$5.25M
Cap. Flow
-$44.3M
Cap. Flow %
-8.23%
Top 10 Hldgs %
27%
Holding
558
New
48
Increased
218
Reduced
204
Closed
73

Top Buys

Rank Stock Value
1
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$2.6M
2
BEPC icon
Brookfield Renewable
BEPC
+$1.91M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.84M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.69M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.67M

Top Sells

Rank Stock Value
1
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$20.4M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.76M
3
CHGX
AXS Change Finance ESG ETF
CHGX
+$4.75M
4
GRNB icon
VanEck Green Bond ETF
GRNB
+$3.77M
5
NUDM icon
Nuveen ESG International Developed Markets Equity ETF
NUDM
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 20.48%
2 Consumer Discretionary 9.84%
3 Healthcare 6.19%
4 Financials 6.06%
5 Communication Services 4.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
526
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-21,693
Closed -$179K
OPP
527
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
– –
-12,550
Closed -$98.1K
OWNS
528
CCM Affordable Housing MBS ETF
OWNS
$105M
– –
-10,675
Closed -$174K
PCN
529
PIMCO Corporate & Income Strategy Fund
PCN
$885M
– –
-40,448
Closed -$492K
PDI icon
530
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-62,421
Closed -$1.08M
PDO
531
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
– –
-60,934
Closed -$724K
PEG icon
532
Public Service Enterprise Group
PEG
$37.7B
– –
-3,561
Closed -$203K
PHYS icon
533
Sprott Physical Gold
PHYS
$15.7B
– –
-175,855
Closed -$2.52M
PPLT
534
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
– –
-56,000
Closed -$468K
PRNT icon
535
The 3D Printing ETF
PRNT
$65M
– –
-22,680
Closed -$461K
PRTH icon
536
Priority Technology Holdings
PRTH
$444M
– –
-16,000
Closed -$51.8K
PSLV icon
537
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-69,795
Closed -$529K
PTY icon
538
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
– –
-1,560,709
Closed -$20.4M
RIG icon
539
Transocean
RIG
$5.82B
– –
-30,000
Closed -$246K
SDG icon
540
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
– –
-3,400
Closed -$253K
SGOV icon
541
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
– –
-3,618
Closed -$364K
SJT
542
San Juan Basin Royalty Trust
SJT
$118M
– –
-25,155
Closed -$174K
STIP icon
543
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,446
Closed -$237K
TLRY icon
544
Tilray
TLRY
$622M
– –
-2,606
Closed -$62.3K
UHT
545
Universal Health Realty Income Trust
UHT
$594M
– –
-10,427
Closed -$422K
VERO
546
DELISTED
Venus Concept
VERO
– –
-1,273
Closed -$27.4K
VMI icon
547
Valmont Industries
VMI
$9.53B
– –
-930
Closed -$223K
VVR icon
548
Invesco Senior Income Trust
VVR
$454M
– –
-15,596
Closed -$61.1K
WPC icon
549
W.P. Carey
WPC
$16.4B
– –
-3,813
Closed -$202K
WSO icon
550
Watsco Inc
WSO
$13.6B
– –
-553
Closed -$209K
19 20 21
22
23

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LS
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GFA
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RG
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DCM
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GAG
GM Advisory Group Melville, New York $2.6B AUM 18.86% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return

PFG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, PFG Investments held 558 positions worth $538M, up 0.99% from $533M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

PFG Investments withdrew a net $44.3M in Q4 2023, closing 73 positions and reducing 204 holdings. Its most notable exit was PIMCO Corporate & Income Opportunity Fund, an estimated $20.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, PFG Investments opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.93M.

  • PFG Investments's largest Q4 2023 buy was iShares MSCI USA Min Vol Factor ETF: 24,703 shares worth $1.93M.
  • PFG Investments added most to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q4 2023, an estimated $2.6M increase.
  • PFG Investments's biggest Q4 2023 reduction was Hannon Armstrong Sustainable Infrastructure Capital, cutting an estimated $2.8M.
  • PFG Investments fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $20.4M.
  • PFG Investments's ten largest holdings make up 27% of its $538M portfolio in Q4 2023.
  • PFG Investments opened 48 new positions and closed 73 in Q4 2023.
  • PFG Investments's portfolio value rose 0.99% quarter-over-quarter to $538M.

Based on PFG Investments's 13F filing for Q4 2023, filed 17 Jan 2024.