We are live on ! Find out more
PI

PFG Investments Portfolio holdings

AUM $2.58B
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-4.4%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.7%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$533M
AUM Growth
-$30.8M
Cap. Flow
-$1.49M
Cap. Flow %
-0.28%
Top 10 Hldgs %
27.93%
Holding
553
New
34
Increased
261
Reduced
170
Closed
42

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$2.89M
2
MSFT icon
Microsoft
MSFT
+$1.78M
3
AMZN icon
Amazon
AMZN
+$1.42M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.39M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.18M

Top Sells

Rank Stock Value
1
IYW icon
iShares US Technology ETF
IYW
+$3.19M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.19M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.26M
5
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 18.17%
2 Consumer Discretionary 9.4%
3 Healthcare 6.16%
4 Financials 5.71%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
526
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
– –
-14,389
Closed -$1.26M
INMD icon
527
InMode
INMD
$880M
– –
-6,795
Closed -$254K
KD icon
528
Kyndryl
KD
$3.05B
– –
-10,848
Closed -$144K
LQD icon
529
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
– –
-1,859
Closed -$201K
MAIN icon
530
Main Street Capital
MAIN
$5.48B
– –
-6,863
Closed -$275K
MP icon
531
MP Materials
MP
$9.1B
– –
-9,915
Closed -$227K
MSEX icon
532
Middlesex Water
MSEX
$1.1B
– –
-2,921
Closed -$236K
BINI
533
DELISTED
Bollinger Innovations
BINI
– –
0
– -$1.08K
NOK icon
534
Nokia
NOK
$52.3B
– –
-14,637
Closed -$60.9K
NOW icon
535
ServiceNow
NOW
$129B
– –
-4,230
Closed -$475K
NVS icon
536
Novartis
NVS
$297B
– –
-2,789
Closed -$281K
RPV icon
537
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
– –
-2,900
Closed -$225K
RSG icon
538
Republic Services
RSG
$65.7B
– –
-1,419
Closed -$217K
SHE icon
539
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
– –
-2,305
Closed -$203K
SWK icon
540
Stanley Black & Decker
SWK
$15.7B
– –
-2,844
Closed -$266K
TLH icon
541
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
– –
-6,983
Closed -$774K
USMV icon
542
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-30,428
Closed -$2.26M
VWO icon
543
Vanguard FTSE Emerging Markets ETF
VWO
$126B
– –
-4,920
Closed -$200K
WIP icon
544
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
– –
-9,607
Closed -$401K
BTX
545
BlackRock Technology and Private Equity Term Trust
BTX
$1B
– –
-10,100
Closed -$79.3K
DM
546
DELISTED
Desktop Metal, Inc.
DM
– –
-1,220
Closed -$21.6K
POL
547
DELISTED
Polished.com Inc.
POL
– –
-290
Closed -$6.67K
VAPO
548
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-5,375
Closed -$19.1K
RTL
549
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-11,167
Closed -$75.5K
POL.WS
550
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
– –
-104,000
Closed -$6.75K
19 20 21
22
23

Similar funds

AAS
Ameritas Advisory Services Lincoln, Nebraska $2.58B AUM 18.84% 1-Year Est. Return
LS
Livforsakringsbolaget Skandia Stockholm, Sweden $2.58B AUM 30.64% 1-Year Est. Return
GFA
Gallagher Fiduciary Advisors Rolling Meadows, Illinois $2.58B AUM 8.97% 1-Year Est. Return
RG
Rakuten Group Setagaya-Ku, Tokyo, Japan $2.58B AUM 250.19% 1-Year Est. Return
DCM
Dorsal Capital Management Redwood City, California $2.57B AUM 3.13% 1-Year Est. Return
GAG
GM Advisory Group Melville, New York $2.6B AUM 18.86% 1-Year Est. Return
PCM
Palestra Capital Management New York $2.57B AUM 29.93% 1-Year Est. Return
HWA
Heritage Wealth Advisors Richmond, Virginia $2.56B AUM 19.48% 1-Year Est. Return

PFG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, PFG Investments held 553 positions worth $533M, down 5.5% from $564M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

PFG Investments's Q3 2023 filing shows 34 new, 261 increased, 170 reduced and 42 closed positions. Its largest new stake was Xcel Energy: 8,206 shares worth $470K. The largest sale was iShares US Technology ETF, an estimated $3.19M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • PFG Investments's largest Q3 2023 buy was Xcel Energy: 8,206 shares worth $470K.
  • PFG Investments added most to NVIDIA in Q3 2023, an estimated $2.89M increase.
  • PFG Investments's biggest Q3 2023 reduction was iShares US Technology ETF, cutting an estimated $3.19M.
  • PFG Investments fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2023, selling an estimated $2.26M.
  • PFG Investments's ten largest holdings make up 28% of its $533M portfolio in Q3 2023.
  • PFG Investments opened 34 new positions and closed 42 in Q3 2023.
  • PFG Investments's portfolio value fell 5.5% quarter-over-quarter to $533M.

Based on PFG Investments's 13F filing for Q3 2023, filed 6 Nov 2023.