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PFG Investments Portfolio holdings

AUM $2.58B
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.7%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$5.25M
Cap. Flow
-$44.3M
Cap. Flow %
-8.23%
Top 10 Hldgs %
27%
Holding
558
New
48
Increased
218
Reduced
204
Closed
73

Top Buys

Rank Stock Value
1
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$2.6M
2
BEPC icon
Brookfield Renewable
BEPC
+$1.91M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.84M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.69M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.67M

Top Sells

Rank Stock Value
1
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$20.4M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.76M
3
CHGX
AXS Change Finance ESG ETF
CHGX
+$4.75M
4
GRNB icon
VanEck Green Bond ETF
GRNB
+$3.77M
5
NUDM icon
Nuveen ESG International Developed Markets Equity ETF
NUDM
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 20.48%
2 Consumer Discretionary 9.84%
3 Healthcare 6.19%
4 Financials 6.06%
5 Communication Services 4.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVGO icon
476
EVgo
EVGO
$224M
$38.7K 0.01%
10,800
-5,520
-34% -$16.3K
BHR
477
Braemar Hotels & Resorts
BHR
$139M
$33.2K 0.01%
13,276
+238
+2% +$592
LCTX icon
478
Lineage Cell Therapeutics
LCTX
$286M
$22K ﹤0.01%
20,200
– –
FSR
479
DELISTED
Fisker Inc.
FSR
$20.3K ﹤0.01%
11,573
-2,850
-20% -$10.1K
MCRB icon
480
Seres Therapeutics
MCRB
$50.2M
$16.1K ﹤0.01%
575
-400
-41% -$10.5K
LODE icon
481
Comstock
LODE
$247M
$14.8K ﹤0.01%
+2,700
New +$12.4K
KLRS
482
Kalaris Therapeutics
KLRS
$93.7M
$13.3K ﹤0.01%
+848
New +$33.4K
EOSE icon
483
Eos Energy Enterprises
EOSE
$1.47B
$10.9K ﹤0.01%
+10,000
New +$14.6K
BHIL
484
DELISTED
Benson Hill, Inc.
BHIL
$7.5K ﹤0.01%
1,233
+160
+15% +$1.43K
TRX icon
485
TRX Gold Corp
TRX
$347M
$7.22K ﹤0.01%
19,000
– –
ALDX icon
486
Aldeyra Therapeutics
ALDX
$91.1M
– –
-10,500
Closed -$70.1K
ASO icon
487
Academy Sports + Outdoors
ASO
$3.09B
– –
-4,402
Closed -$208K
BGRN icon
488
iShares USD Green Bond ETF
BGRN
$501M
– –
-7,425
Closed -$335K
BLOK icon
489
Amplify Blockchain Technology ETF
BLOK
$1.05B
– –
-21,871
Closed -$436K
BP icon
490
BP
BP
$110B
– –
-6,859
Closed -$266K
CAT icon
491
Caterpillar
CAT
$385B
– –
-865
Closed -$236K
CEF icon
492
Sprott Physical Gold and Silver Trust
CEF
$8.3B
– –
-505,908
Closed -$8.76M
CF icon
493
CF Industries
CF
$18.4B
– –
-3,072
Closed -$263K
CHPT icon
494
ChargePoint
CHPT
$158M
– –
-587
Closed -$58.3K
CLM icon
495
Cornerstone Strategic Value Fund
CLM
$2.24B
– –
-21,576
Closed -$171K
CWB icon
496
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
– –
-5,844
Closed -$396K
ECC
497
Eagle Point Credit Company
ECC
$512M
– –
-14,676
Closed -$149K
EFT
498
Eaton Vance Floating-Rate Income Trust
EFT
$288M
– –
-16,780
Closed -$207K
EMNT icon
499
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$217M
– –
-24,602
Closed -$2.41M
ETHO icon
500
Amplify Etho Climate Leadership US ETF
ETHO
$194M
– –
-38,539
Closed -$1.93M
18 19
20
21 22

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GFA
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RG
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DCM
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GAG
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HWA
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PFG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, PFG Investments held 558 positions worth $538M, up 0.99% from $533M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

PFG Investments withdrew a net $44.3M in Q4 2023, closing 73 positions and reducing 204 holdings. Its most notable exit was PIMCO Corporate & Income Opportunity Fund, an estimated $20.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, PFG Investments opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.93M.

  • PFG Investments's largest Q4 2023 buy was iShares MSCI USA Min Vol Factor ETF: 24,703 shares worth $1.93M.
  • PFG Investments added most to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q4 2023, an estimated $2.6M increase.
  • PFG Investments's biggest Q4 2023 reduction was Hannon Armstrong Sustainable Infrastructure Capital, cutting an estimated $2.8M.
  • PFG Investments fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $20.4M.
  • PFG Investments's ten largest holdings make up 27% of its $538M portfolio in Q4 2023.
  • PFG Investments opened 48 new positions and closed 73 in Q4 2023.
  • PFG Investments's portfolio value rose 0.99% quarter-over-quarter to $538M.

Based on PFG Investments's 13F filing for Q4 2023, filed 17 Jan 2024.