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PI

PFG Investments Portfolio holdings

AUM $2.58B
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.21%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.7%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$5.25M
Cap. Flow
-$44.3M
Cap. Flow %
-8.23%
Top 10 Hldgs %
27%
Holding
558
New
48
Increased
218
Reduced
204
Closed
73

Top Buys

Rank Stock Value
1
GRID
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
+$2.6M
2
BEPC icon
Brookfield Renewable
BEPC
+$1.91M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.84M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.69M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.67M

Top Sells

Rank Stock Value
1
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$20.4M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.76M
3
CHGX
AXS Change Finance ESG ETF
CHGX
+$4.75M
4
GRNB icon
VanEck Green Bond ETF
GRNB
+$3.77M
5
NUDM icon
Nuveen ESG International Developed Markets Equity ETF
NUDM
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 20.48%
2 Consumer Discretionary 9.84%
3 Healthcare 6.19%
4 Financials 6.06%
5 Communication Services 4.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV icon
401
Global X Autonomous & Electric Vehicles ETF
DRIV
$394M
$248K 0.05%
10,052
+321
+3% +$7.36K
SLV icon
402
iShares Silver Trust
SLV
$30.9B
$247K 0.05%
11,352
-994
-8% -$21.2K
ZIM icon
403
ZIM Integrated Shipping Services
ZIM
$3.24B
$247K 0.05%
25,011
-3,704
-13% -$31.1K
HTGC icon
404
Hercules Capital
HTGC
$3.23B
$246K 0.05%
14,775
-985
-6% -$15.6K
PNQI icon
405
Invesco NASDAQ Internet ETF
PNQI
$541M
$245K 0.05%
6,806
-100
-1% -$3.29K
HPQ icon
406
HP
HPQ
$27.5B
$241K 0.04%
8,004
+127
+2% +$3.56K
AEP icon
407
American Electric Power
AEP
$68.4B
$240K 0.04%
+2,956
New +$229K
QUAL icon
408
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$240K 0.04%
1,629
+25
+2% +$3.46K
OKE icon
409
Oneok
OKE
$54.5B
$236K 0.04%
3,364
-130
-4% -$8.71K
IEMG icon
410
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$235K 0.04%
4,650
-512
-10% -$24.8K
AQN icon
411
Algonquin Power & Utilities
AQN
$4.42B
$234K 0.04%
37,002
+10,500
+40% +$61.3K
SHYG icon
412
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$234K 0.04%
5,538
+243
+5% +$10K
CARR icon
413
Carrier Global
CARR
$52.8B
$233K 0.04%
4,052
+417
+11% +$22.1K
COWZ icon
414
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
$232K 0.04%
+4,460
New +$222K
TFC icon
415
Truist Financial
TFC
$64B
$232K 0.04%
6,276
-847
-12% -$26.6K
PXD
416
DELISTED
Pioneer Natural Resource Co.
PXD
$231K 0.04%
1,029
-158
-13% -$37K
LNT icon
417
Alliant Energy
LNT
$18B
$228K 0.04%
4,450
-26
-0.6% -$1.3K
IGM icon
418
iShares Expanded Tech Sector ETF
IGM
$10.8B
$226K 0.04%
+3,030
New +$207K
DTE icon
419
DTE Energy
DTE
$29.1B
$225K 0.04%
2,040
– –
VEGN icon
420
US Vegan Climate ETF
VEGN
$185M
$224K 0.04%
+5,198
New +$207K
COP icon
421
ConocoPhillips
COP
$141B
$223K 0.04%
1,918
-23
-1% -$2.69K
SHE icon
422
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$220K 0.04%
+2,316
New +$206K
NMFC icon
423
New Mountain Finance
NMFC
$732M
$220K 0.04%
17,289
+214
+1% +$2.73K
B
424
Barrick Mining
B
$73.2B
$220K 0.04%
12,153
+5
+0% +$82
BOND icon
425
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$220K 0.04%
2,375
-67
-3% -$5.94K
15 16
17
18 19

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LS
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GFA
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RG
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DCM
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GAG
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PCM
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HWA
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PFG Investments's Q4 2023 Portfolio in Review

As of Q4 2023, PFG Investments held 558 positions worth $538M, up 0.99% from $533M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

PFG Investments withdrew a net $44.3M in Q4 2023, closing 73 positions and reducing 204 holdings. Its most notable exit was PIMCO Corporate & Income Opportunity Fund, an estimated $20.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, PFG Investments opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.93M.

  • PFG Investments's largest Q4 2023 buy was iShares MSCI USA Min Vol Factor ETF: 24,703 shares worth $1.93M.
  • PFG Investments added most to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q4 2023, an estimated $2.6M increase.
  • PFG Investments's biggest Q4 2023 reduction was Hannon Armstrong Sustainable Infrastructure Capital, cutting an estimated $2.8M.
  • PFG Investments fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $20.4M.
  • PFG Investments's ten largest holdings make up 27% of its $538M portfolio in Q4 2023.
  • PFG Investments opened 48 new positions and closed 73 in Q4 2023.
  • PFG Investments's portfolio value rose 0.99% quarter-over-quarter to $538M.

Based on PFG Investments's 13F filing for Q4 2023, filed 17 Jan 2024.