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PFA

Pettinga Financial Advisors Portfolio holdings

AUM $624M
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+24.87%
3 Year Est. Return
+71.82%
5 Year Est. Return
+75.97%
10 Year Est. Return
–
AUM
$186M
AUM Growth
-$6.81M
Cap. Flow
-$10.2M
Cap. Flow %
-5.49%
Top 10 Hldgs %
61.01%
Holding
94
New
2
Increased
37
Reduced
34
Closed
9

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.31M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$858K
3
VZ icon
Verizon
VZ
+$810K
4
JPMF
JPMorgan Managed Futures Strategy ETF
JPMF
+$668K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$534K

Top Sells

Rank Stock Value
1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$8.54M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.21M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$685K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$677K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$598K

Sector Composition

Rank Sector Weight
1 Financials 5.19%
2 Energy 1.74%
3 Communication Services 1.41%
4 Technology 1.27%
5 Consumer Staples 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
76
Universal Display
OLED
$3.67B
$258K 0.14%
1,535
– –
MTUM icon
77
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$257K 0.14%
+2,157
New +$260K
GABC icon
78
German American Bancorp
GABC
$1.92B
$254K 0.14%
7,919
-2,574
-25% -$79.3K
JNJ icon
79
Johnson & Johnson
JNJ
$613B
$249K 0.13%
1,924
+100
+5% +$13.2K
EIS icon
80
iShares MSCI Israel ETF
EIS
$879M
$238K 0.13%
4,365
– –
PPG icon
81
PPG Industries
PPG
$25.3B
$233K 0.13%
1,970
– –
TCP
82
DELISTED
TC Pipelines LP
TCP
$233K 0.13%
+5,740
New +$224K
XOP icon
83
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$232K 0.13%
2,595
– –
FCNCA icon
84
First Citizens BancShares
FCNCA
$25.3B
$229K 0.12%
485
– –
DIAX
85
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$224K 0.12%
12,569
– –
AMLP icon
86
Alerian MLP ETF
AMLP
$13B
– –
-3,460
Closed -$170K
DD icon
87
DuPont de Nemours
DD
$19.1B
– –
-2,247
Closed -$212K
DIS icon
88
Walt Disney
DIS
$170B
– –
-1,623
Closed -$227K
EEMV icon
89
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
– –
-145,068
Closed -$8.54M
ELV icon
90
Elevance Health
ELV
$83B
– –
-789
Closed -$223K
EMB icon
91
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
– –
-2,042
Closed -$231K
IEMG icon
92
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
– –
-6,418
Closed -$330K
PFE icon
93
Pfizer
PFE
$143B
– –
-4,878
Closed -$201K
XLP icon
94
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
– –
-7,250
Closed -$421K
1 2 3
4

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AGWCA
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SIM
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DCA
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SGA
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Pettinga Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Pettinga Financial Advisors held 94 positions worth $186M, down 3.5% from $192M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Pettinga Financial Advisors withdrew a net $10.2M in Q3 2019, closing 9 positions and reducing 34 holdings. Its most notable exit was iShares MSCI Emerging Markets Min Vol Factor ETF, an estimated $8.54M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4.6% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Pettinga Financial Advisors opened a new position in iShares MSCI USA Momentum Factor ETF worth $257K.

  • Pettinga Financial Advisors's largest Q3 2019 buy was iShares MSCI USA Momentum Factor ETF: 2,157 shares worth $257K.
  • Pettinga Financial Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $1.31M increase.
  • Pettinga Financial Advisors's biggest Q3 2019 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.21M.
  • Pettinga Financial Advisors fully exited iShares MSCI Emerging Markets Min Vol Factor ETF in Q3 2019, selling an estimated $8.54M.
  • Pettinga Financial Advisors's ten largest holdings make up 61% of its $186M portfolio in Q3 2019.
  • Pettinga Financial Advisors opened 2 new positions and closed 9 in Q3 2019.
  • Pettinga Financial Advisors's portfolio value fell 3.5% quarter-over-quarter to $186M.

Based on Pettinga Financial Advisors's 13F filing for Q3 2019, filed 17 Oct 2019.