Periscope Capital’s Roth CH Acquisition III Co. Unit ROCRU Stock Holding History

Periscope Capital’s Portfolio ROCRU Stock Details ROCRU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-15,900	Closed	-$162K	–	1144
2021 Q3	$162K	Sell	15,900 -226,884	-93%	-$2.31M	﹤0.01%	675
2021 Q2	$2.5M	Sell	242,784 -83,069	-25%	-$834K	0.08%	412
2021 Q1	$3.26M	Buy	+325,853	New	+$3.26M	0.13%	297

Other funds holding ROCRU

MYDA Advisors Woodmere, New York $608M AUM 77.08% 1-Year Est. Return

MHP

Manatuck Hill Partners Westport, Connecticut $370M AUM 95.53% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Periscope Capital's ROCRU Position: Q4 2021 in Review

Periscope Capital sold out of Roth CH Acquisition III Co. Unit (ROCRU) in Q4 2021, closing a stake of 15,900 shares — an estimated $162K sold.

Periscope Capital first reported a position in ROCRU in Q1 2021 and held it in 3 quarters. The position peaked at $3.26M in Q1 2021. 7 funds tracked by Wall St. Rank hold ROCRU as of Q4 2021.

Periscope Capital reported no remaining Roth CH Acquisition III Co. Unit position as of Q4 2021 after selling out during the quarter.
Periscope Capital sold 15,900 Roth CH Acquisition III Co. Unit shares in Q4 2021, an estimated $162K.
Periscope Capital first reported a position in Roth CH Acquisition III Co. Unit in Q1 2021 and held it in 3 quarters.
Periscope Capital's Roth CH Acquisition III Co. Unit position peaked at $3.26M in Q1 2021.
7 funds tracked by Wall St. Rank held Roth CH Acquisition III Co. Unit as of Q4 2021.

Based on Periscope Capital's 13F filing for Q4 2021, filed 14 Feb 2022.