Penn Capital Management’s NORANDA ALUM HLDG CORP COM NEW NOR Stock Holding History

Penn Capital Management’s Portfolio NOR Stock Details NOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-298,499	Closed	-$1.78M	–	316
2015 Q2	$1.78M	Buy	298,499 +27,634	+10%	+$443K	0.07%	242
2015 Q1	$5.63M	Buy	270,865 +16,856	+7%	+$377K	0.22%	156
2014 Q4	$6.26M	Buy	+254,009	New	+$6.85M	0.26%	134

Other funds holding NOR

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

DCCA

D.C. Capital Advisors New York $28.9M AUM 102.41% 1-Year Est. Return

TAM

Third Avenue Management New York $625M AUM 48.93% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1.16B AUM 53.61% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Penn Capital Management's NOR Position: Q3 2015 in Review

Penn Capital Management sold out of NORANDA ALUM HLDG CORP COM NEW (NOR) in Q3 2015, closing a stake of 298,499 shares — an estimated $1.78M sold.

Penn Capital Management first reported a position in NOR in Q4 2014 and held it in 3 quarters. The position peaked at $6.26M in Q4 2014. 36 funds tracked by Wall St. Rank hold NOR as of Q3 2015.

Penn Capital Management reported no remaining NORANDA ALUM HLDG CORP COM NEW position as of Q3 2015 after selling out during the quarter.
Penn Capital Management sold 298,499 NORANDA ALUM HLDG CORP COM NEW shares in Q3 2015, an estimated $1.78M.
Penn Capital Management first reported a position in NORANDA ALUM HLDG CORP COM NEW in Q4 2014 and held it in 3 quarters.
Penn Capital Management's NORANDA ALUM HLDG CORP COM NEW position peaked at $6.26M in Q4 2014.
36 funds tracked by Wall St. Rank held NORANDA ALUM HLDG CORP COM NEW as of Q3 2015.

Based on Penn Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.