PenderFund Capital Management’s Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 VLD.WS Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-5,000	Closed	-$96	–	159
2024 Q2	$96	Hold	5,000	–	–	﹤0.01%	124
2024 Q1	$329	Hold	5,000	–	–	﹤0.01%	110
2023 Q4	$199	Hold	5,000	–	–	﹤0.01%	99
2023 Q3	$1K	Hold	5,000	–	–	﹤0.01%	109
2023 Q2	$2K	Hold	5,000	–	–	﹤0.01%	107
2023 Q1	$3K	Hold	5,000	–	–	﹤0.01%	121
2022 Q4	$1K	Hold	5,000	–	–	﹤0.01%	134
2022 Q3	$6K	Hold	5,000	–	–	﹤0.01%	168
2022 Q2	$2K	Hold	5,000	–	–	﹤0.01%	171
2022 Q1	$13K	Hold	5,000	–	–	﹤0.01%	161
2021 Q4	$10K	Buy	+5,000	New	+$10K	﹤0.01%	146